Goodman & Nekvasil P.A., May Recover Investor Losses – Jonathan Dax Cooke (Dax Cooke) Charged with Fraud by the SEC and Fired by LPL Financial, LLC From 2009 until Dax Cooke’s firing in 2014, Dax Cooke was licensed with LPL Financial, LLC. Dax Cooke was subsequently licensed with BCG Securities, Inc. According to FINRA’s records, Dax Cooke was fired by LPL …
Christopher S. Laws (Christopher Laws) Charged with Fraud by the SEC and Fired by LPL Financial, LLC– Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Christopher S. Laws (Christopher Laws) Charged with Fraud by the SEC and Fired by LPL Financial, LLC From 2005 until Christopher Laws’ firing in 2014, Christopher Laws was licensed with LPL Financial, LLC. Christopher Laws was subsequently licensed with BCG Securities, Inc. According to FINRA’s records, Christopher Laws was fired by LPL …
Paul Rampoldi – Financial Advisor Paul Rampoldi Charged by SEC
Paul Rampoldi – Financial Advisor Paul Rampoldi Charged by SEC with Participating in an Insider Trading Scheme | Goodman & Nekvasil P.A, May Recover Investor Losses Paul Rampoldi CRD #2183491 Paul Rampoldi has been licensed with First Allied Securities, Inc. and National Planning Corporation. Paul Rampoldi was charged by the SEC with participating in an insider trading scheme to profit in …
Christopher John Calandrino (Chris Calandrino) Resigned from Joseph Stone Capital, L.L.C. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Christopher John Calandrino (Chris Calandrino) Resigned from Joseph Stone Capital, L.L.C. and Barred from Securities Industry From 2015 until Chris Calandrino’s resignation in 2016, Chris Calandrino was licensed with Joseph Stone Capital L.L.C. Chris Calandrino was previously licensed with Cape Securities Inc., National Securities Corporation, and Joseph Gunnar & Co. LLC. According …
Terry Sandvold – Financial Advisor Terry Sandvold Fired by Pruco Securities, LLC.
Terry Sandvold – Financial Advisor Terry Sandvold Fired by Pruco Securities, LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Terry Sandvold CRD #1571926 From 1986 until Terry Sandvold’s firing in 2012, Terry Sandvold was licensed with Pruco Securities, LLC. Terry Sandvold is now licensed with Questar Capital Corporation. According to FINRA’s records, Terry Sandvold was fired by Pruco Securities, …
David Gould – David Randal Gould, Financial Advisor Permitted to Resign
David Gould – David Randal Gould, Financial Advisor Permitted to Resign from Allstate Insurance Company | Goodman & Nekvasil P.A. May Recover Investor Losses David Gould CRD #4614702 From 2003 until David Gould’s resignation in 2015, David Gould was licensed with Allstate Financial Services, LLC. David Gould is now licensed with Sigma Financial Corporation. According to FINRA’s records, David Gould …
Thomas Edward Gackle (Thomas Gackle) Permitted to Resign from Lowell & Company, Inc. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses- Thomas Edward Gackle (Thomas Gackle) Permitted to Resign from Lowell & Company, Inc. and Barred from Securities Industry From 2006 until Thomas Gackle’s resignation in 2015, Thomas Gackle was licensed with Lowell & Company, Inc. According to FINRA’s records, Thomas Gackle was permitted to resign from Lowell & Company, Inc. on April 30, …
Sarabjeet Singh Thapar (Sonny Thapar) Fired by Questar Capital Corporation and Hornor, Townsend, & Kent, Inc. – Goodman & Nekvasil, P.A., May Recover Investor Losses
Goodman & Nekvasil, P.A., May Recover Investor Losses – Sarabjeet Singh Thapar (Sonny Thapar) Fired by Questar Capital Corporation and Hornor, Townsend, & Kent, Inc. From July 2014 until Sonny Thapar’s firing in November 2016, Sonny Thapar was licensed with Questar Capital Corporation. Sonny Thapar is now licensed with IFS Securities, Inc. Sonny Thapar was previously licensed with Hornor, Townsend & Kent, …
Christopher Scott Salisbury (Chris Salisbury) Fired by Accelerated Capital Group, Inc. and National Securities Corp. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Christopher Scott Salisbury (Chris Salisbury) Fired by Accelerated Capital Group, Inc. and National Securities Corp. From April 2015 until Chris Salisbury’s firing in October 2015, Chris Salisbury was licensed with Accelerated Capital Group, Inc. Chris Salisbury was previously licensed with National Securities Corporation. According to FINRA’s records, Chris Salisbury was fired by …
Alexander Joseph Corriere (Alex Corriere) Formerly Licensed with Financial West Group – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Alexander Joseph Corriere (Alex Corriere) Formerly Licensed with Financial West Group From 2010 until Alex Corriere’s resignation in 2015, Alex Corriere was licensed with Financial West Group. Alex Corriere now licensed with Lincoln Investment. According to FINRA’s records, Alex Corriere resigned from Financial West Group on November 23, 2015. Financial West Group …