Goodman & Nekvasil P.A, May Recover Investor Losses on General Partnership Investments – Anthony Paul Lombardi (Anthony Lombardi) Formerly Licensed with Capital Financial Services, Inc., Suspended from Securities Industry
From 2013 until 2015, Anthony Lombardi was licensed with Capital Financial Services, Inc. Anthony Lombardi was previously licensed with Centaurus Financial, Inc. FINRA brought a disciplinary action against Anthony Lombardi in 2016. Anthony Lombardi consented to a 3-month suspension and a $7,500 monetary fine. FINRA reports that Anthony Lombardi consented to the entry of findings that Anthony Lombardi failed to disclose that Anthony Lombardi was the sole officer and shareholder of a company, The Lombardi Group of Companies, Inc., he formed through which he conducted an insurance business.
FINRA reports that a claim was filed alleging sales practice violations against Anthony Lombardi. The claim alleged breach of fiduciary duty, fraud, negligent misrepresentation, negligence, offer and sale of unqualified material fact, breach of written contact and negligent supervision. The claim was settled for $250,000. Anthony contributed $235,000, according to FINRA.
If you lost any money on investments, including general partnerships, with Anthony Lombardi, you may be able to recover your losses from Capital Financial Services, Inc. and/or Centaurus Financial, Inc. This is because Capital Financial Services, Inc. and Centaurus Financial, Inc. had a duty to supervise Anthony Lombardi.
If you lost money on investments, including general partnerships, with Anthony Lombardi, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Capital Financial Services, Inc. and/or Centaurus Financial, Inc., concerning Anthony Lombardi’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments, including general partnerships, with Anthony Lombardi and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Keywords: Anthony Paul Lombardi, Anthony Lombardi, Lombardi, Capital Financial Services, Centaurus Financial, FINRA, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities