Fighting for the Rights of Investors
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Have you been a victim of investment fraud?
Has your broker involved you in high risk investments? We have been recovering lost investments for those who have fallen victim to investment fraud, securities fraud, churning, breach of fiduciary duty, and negligence, across the nation for more than 28 years.
Since 1992, our investment fraud attorneys have represented clients in arbitration and litigation across the United States for securities fraud and investment fraud. Our firm has a longstanding commitment to helping investors who have been swindled out of their hard-earned savings by broker misconduct, negligence, and lack of due diligence.
We believe our clients deserve recovery. If we don’t recover losses, we don’t get paid.
If your broker doesn’t do their due diligence and would rather act out of negligence, we’ve got your back. We believe we have a duty to provide our best representation on your behalf. Our track record speaks for itself —we have recovered investor money in 99.9% of our cases. There is no cost to you unless you win.
We have recovered more than $300 million* for victimized investors.
Our managing attorney Kalju Nekvasil began his career with the agency that has evolved to oversee most of the arbitration claims we pursue: the National Association of Securities Dealers or NASD, which is now known as the Financial Industry Regulatory Authority or FINRA. FINRA arbitration is something we do very well.
This in-depth, first-hand understanding of the process characterizes the way in which we approach securities arbitration and litigation: consistently grounded in extensive experience, so that we may approach every new case by putting our clients first.
Practice Areas
- Breach of Fiduciary Duty
- Breach of Promise/Contract
- Churning
- Failure to Supervise
- Lack of Due Diligence
- Misrepresentations and Omissions
- Negligence
- Overconcentration
- Ponzi Schemes
- Real Estate Securities
- Selling Away
- Stockbroker Fraud
- Unsuitable Investment
- Violations of Securities Laws
Our Satisfied Clients
“I just wanted to say that last year I was feeling like a hopeless victim of the fraud I incurred at the hands of an unscrupulous agent. Thank you for accepting my case, for helping me out of a helplessness, and for all your hard work to restore some of my losses. May God bless all your endeavors and bring success to all your efforts.” -AC
I had to go back to work at an elderly age with my wife home with multiple sclerosis. The award from the FINRA hearing that Kal represented us in took an awful lot of the financial pressure off of us. The hearing itself was incredible. Each of us went in with considerable trepidation. Neither of us wanted to be put on the stand and grilled, and we were fearful, and not looking forward to it. But golly, after the first day we won an $80,000 sanction from the brokerage firm that we were going against, and each day it got better. It was like being involved in a TV trial where your lawyer was just so superior to the opposing lawyer, and presented a brilliant case and it all worked out in our favor, and it was one of the best weeks of our lives when we went in fearing it was maybe gonna be one of the worst. The FINRA panel's award was $456,658. We had hoped for a few thousand dollars. I was able to retire again. We could not speak higher of anyone we’ve ever worked with. I think that he’s watching out for little people that aren’t wise investors, and are being taken advantage of by really unscrupulous people selling fraudulent investments. It’s wonderful that he has chosen the field that he has to do his sensational work.
I wish to thank and congratulate you for achieving a good result in [my case]. After reading [Respondent's] answer, I was not very hopeful of a salutary result. I also did not look forward to attending a week-long arbitration hearing being of the age of 93 years. I also very much appreciated the manner that you and your staff kept me informed. So again, thank you and please have a Happy New Year.