Active Investigations

Active Investigations

Goodman & Nekvasil is a leader in researching and uncovering Investment Fraud. At any given time, we have hundreds of active investigations of possible sales practice misconduct and high risk investments. Below are some of our current investigations.

Recent Cases

Matthew Douglas Garrett (Matthew Garrett) – Financial Advisor/Broker Matthew Garrett Barred by FINRA | Recover Investment Losses

Matthew Douglas Garrett (Matthew Garrett) – Financial Advisor/Broker Matthew Garrett Barred by FINRA| Goodman & Nekvasil, P.A. May Recover Investor Losses Matthew Douglas Garrett (Matthew Garrett) CRD #6485387 Matthew Garrett was a previously licensed financial advisor/broker with MML Distributors LLC. According to Matthew Garrett’s BrokerCheck Report, Matthew Garrett was barred from the securities industry in December 2017. According to FINRA: Respondent Garrett failed to respond to FINRA request for information. Goodman & Nekvasil P.A. May... Read more →

Christian Desmond Fautz (Christian Fautz) – Financial Advisor/Broker Christian Fautz Barred by FINRA

Christian Desmond Fautz (Christian Fautz) – Financial Advisor/Broker Christian Fautz Barred by FINRA| Goodman & Nekvasil, P.A. May Recover Investor Losses Christian Desmond Fautz (Christian Fautz) CRD #2622627 Christian Fautz was a previously licensed financial advisor/broker with AXA Advisors LLC. According to Christian Fautz’ BrokerCheck Report, Christian Fautz was barred from the securities industry in November 2017. According to FINRA: Respondent Fautz failed to respond to FINRA request for information. Goodman & Nekvasil P.A. May... Read more →

Brian Radoo – Customer Disputes Filed Involving Financial Advisor/Broker Brian Radoo | Recover Investment Losses

Brian Radoo – Customer Disputes Filed Involving Financial Advisor/Broker Brian Radoo | Goodman & Nekvasil P.A. May Recover Investor Losses Brian Radoo CRD #2558458 Brian Radoo is a previously licensed financial advisor/broker with Next Financial Group, Inc. Brian Radoo is also the Principal of SMB Holdings 1 LLC, W.U.R.M Assets LLC and Grouse Mountain Green, LLC. According to Brian Radoo’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Brian Radoo.... Read more →

Ryan Matthew Davis (Ryan Davis) – Broker Ryan Davis Suspended from Securities Industry | Recover Investment Losses

Ryan Matthew Davis (Ryan Davis) – Broker Ryan Davis Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ryan Matthew Davis (Ryan Davis) CRD #6219294 Ryan Davis was a previously licensed financial advisor with Wells Fargo. According to FINRA, Ryan Davis was suspended from the securities industry for 18 months in July 2020. According to FINRA Allegations: Davis consented to the sanctions and to the entry of findings that he engaged... Read more →

Thomas Joseph Borruso (Thomas Borruso) – Financial Advisor/Broker Thomas Borruso Barred by FINRA | Recover Investment Losses

Thomas Joseph Borruso (Thomas Borruso) – Financial Advisor/Broker Thomas Borruso Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Thomas Joseph Borruso (Thomas Borruso) CRD #5475175 Thomas Borruso was a previously licensed financial advisor/broker with LPL Financial LLC. According to Thomas Borruso’s BrokerCheck Report, Thomas Borruso was barred from the securities industry in September 2017. According to FINRA: Respondent Borruso failed to respond to FINRA request for information. Goodman & Nekvasil P.A.... Read more →