Active Investigations

Active Investigations

Goodman & Nekvasil is a leader in researching and uncovering Investment Fraud. At any given time, we have hundreds of active investigations of possible sales practice misconduct and high risk investments. Below are some of our current investigations.

GWG L-Bonds Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as GWG L-Bonds. Investors in GWG L-Bonds May Recover their Losses with Goodman & Nekvasil, P.A. UPDATE 1/27/22 GWG Fails to Make Interest Payments for L-Bonds According to new filings with the SEC on January 18, 2022, due to the decreased sales of... READ MORE →

Recent Cases

SEC Files Complaint against Sean Michael Kane and Kevin John Kane | May Recover Investor Losses

SEC Files Complaint against Sean Michael Kane and Kevin John Kane | Goodman & Nekvasil P.A. May Recover Investor Losses SEC Files Complaint against Sean Michael Kane and Kevin John Kane | Goodman & Nekvasil P.A. May Recover Investor Losses SEC files complaint against Sean Michael Kane and Kevin John Kane.  The suit accuses Kevin John Kane and Sean Michael Kane of failing to disclose to investors that they had been terminated from advisory firm Waddell... Read more →

Sorrento Therapeutics Files For Chapter 11 Bankruptcy | May Recover Investor Losses

Sorrento Therapeutics Files for Chapter 11 Bankruptcy | Goodman & Nekvasil P.A., May Recover Investor Losses Sorrento Therapeutics Files for Chapter 11 Bankruptcy Sorrento Therapeutics Inc., filed for bankruptcy on February 13, 2023, after reportedly being hit with judgments totaling more than $173 million, according to the Wall Street Journal. The problem with pharmaceutical and biotech investments is that they typically involve a high degree of risk. The research and development process for pharmaceutical companies often... Read more →

Bill King Has Multiple Customer Complaints | May Recover Investor Losses

Bill King Has Multiple Customer Complaints | Goodman & Nekvasil P.A., May Recover Investor Losses Bill King has multiple customer complaints. According to FINRA: WILLIAM WORTHEN KING (CRD 1432593)  a/k/a Bill King, Merrill Lynch broker, has multiple customer complaints. The customers allege that the Financial Advisor was not acting in their best interest when he enrolled his brokerage account into a managed strategy and did not implement risk management strategies; therefore, leaving the portfolio open to... Read more →

The SEC barred Dave Nicolas and Daniel Mackle for selling investments in Silver Edge Financial | May Recover Investor Losses

The SEC barred Dave Nicolas and Daniel Mackle for selling investments in Silver Edge Financial| Goodman & Nekvasil, P.A. May Recover Investor Losses The SEC barred Dave Nicolas from the securities industry and ordered him to pay a $70,000 fine.  Daniel Mackle was also barred and ordered to disgorge $2.2 million and pay a $975,000 penalty jointly with Silver Edge Financial. According to the SEC: Respondents used interstate commerce or the mail to effect transactions in... Read more →

Vincent Camarda and James McArthur sold Par Funding Promissory Notes  | May Recover Investor Losses

Vincent Camarda and James McArthur sold Par Funding Promissory Notes  | Goodman & Nekvasil P.A., May Recover Investor Losses Vincent Camarda and James McArthur sold Par Funding Promissory Notes. The SEC claims investment advisers Vincent J. Camarda, and James McArthur violated the federal securities laws. The defendants solicited investors and offered or sold promissory notes to investors in connection with a more than $500 million unregistered fraudulent offering with lending company Par Funding. Goodman &... Read more →

View more of our active investigations