Active Investigations

Active Investigations

Goodman & Nekvasil is a leader in researching and uncovering Investment Fraud. At any given time, we have hundreds of active investigations of possible sales practice misconduct and high risk investments. Below are some of our current investigations.
GWG L-Bonds Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as GWG L-Bonds. Investors in GWG L-Bonds May Recover their Losses with Goodman & Nekvasil, P.A. UPDATE 1/27/22 GWG Fails to Make Interest Payments for L-Bonds According to new filings with the SEC on January 18, 2022, due to the decreased sales of... READ MORE →

Recent Cases

KEN WINGERTER Has A Pending Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses

KEN WINGERTER Has A Pending Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MORGAN STANLEY investment adviser, KEN WINGERTER Has A Pending Investor Complaint. KENNETH SCOTT WINGERTER KEN WINGERTER CRD#: 2741587 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   KENNETH SCOTT WINGERTER (CRD#: 2741587), a registered representative for MORGAN STANLEY, in Naples, FL, has a pending investor complaint.  According to Wingerter’s FINRA BrokerCheck report, Time frame:... Read more →

LARRY GREENFIELD Has Multiple Investor Complaints – Goodman & Nekvasil, P.A.

LARRY GREENFIELD Has Multiple Investor Complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses Former ATLAS PRIVATE WEALTH ADVISORS investment adviser, LARRY GREENFIELD Has Multiple Investor Complaints. LAWRENCE RICHARD GREENFIELD LARRY GREENFIELD CRD#: 4056913 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. LAWRENCE RICHARD GREENFIELD (CRD#: 4056913), a previously registered representative for LPL FINANCIAL LLC in Woodland Hills, CA, has multiple investor complaints.   According to Greenfield’s FINRA... Read more →

APRIL MARIE WILSON Has A Pending Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses

APRIL MARIE WILSON Has A Pending Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses OSAIC WEALTH, INC. investment adviser, APRIL MARIE WILSON Has A Pending Investor Complaint. APRIL MARIE WILSON APRIL MARIE FORSMAN CRD#: 4515321 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   APRIL MARIE FORSMAN (CRD#: 4515321), a registered representative for OSAIC WEALTH, INC., in BELLEVUE, WA, has a pending investor complaint.  According to... Read more →

JUDITH DOLLE Has Two Pending Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses

JUDITH DOLLE Has Two Pending Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses Former HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS investment adviser, JUDITH DOLLE Has Two Pending Investor Complaints. JUDITH ANN DOLLE JUDITH ANN DAVIDSON, JUDITH ANN LEVY, JUDITH ANN METZGER, JUDITH ANN WILLIAMS CRD#: 826135 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JUDITH ANN DOLLE (CRD#: 826135), a former registered representative for LPL... Read more →

RAPHAEL FERNANDO Has Multiple Settled Investor Complaints – Goodman & Nekvasil, P.A.

RAPHAEL FERNANDO Has Multiple Settled Investor Complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses CETERA INVESTMENT ADVISERS LLC investment adviser, RAPHAEL FERNANDO Has Multiple Settled Investor Complaints. GIHAN ANIL FERNANDO GIHAN RAPHAEL FERNANDO, RAPHAEL FERNANDO CRD#: 4469669 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. GIHAN RAPHAEL FERNANDO (CRD#: 4469669), a registered representative for CETERA INVESTMENT SERVICES LLC in HOUSTON, TX, has multiple settled investor complaints. ... Read more →