Active Investigations

Active Investigations

Goodman & Nekvasil is a leader in researching and uncovering Investment Fraud. At any given time, we have hundreds of active investigations of possible sales practice misconduct and high risk investments. Below are some of our current investigations.
GWG L-Bonds Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as GWG L-Bonds. Investors in GWG L-Bonds May Recover their Losses with Goodman & Nekvasil, P.A. UPDATE 1/27/22 GWG Fails to Make Interest Payments for L-Bonds According to new filings with the SEC on January 18, 2022, due to the decreased sales of... READ MORE →

Recent Cases

SEC Charges Secured Income Group With Fraud | May Recover Investor Losses

SEC Charges Secured Income Group With Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses SEC Charges Secured Income Group with $100 Million Offering Fraud SEC Charges Secured Income Group with Fraud, alleging that the company touted to investors that it would pool their money to make real estate loans secured by first lien positions on underlying properties.  The company stated that investments would be secured by this real estate. According to the SEC’s... Read more →

National Realty Investment Advisors Issued Cease and Desist Order | May Recover Investor Losses

National Realty Investment Advisors Issued Cease and Desist Order | Goodman & Nekvasil P.A. May Recover Investor Losses According to the New Jersey Bureau of Securities: National Realty Investment Advisors Issued Cease and Desist Order, Citing Massive Nationwide Securities Fraud National Realty Investment Advisors issued cease and desist order involving a massive, nationwide securities fraud.  Respondents offered and sold at least $630 million in securities in the form of membership units in the NRIA Fund... Read more →

Daniel Minich Suspended – Broker/Financial Advisor | May Recover Investor Losses

Daniel Minich Suspended – Broker/Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Daniel Minich  a/k/a Daniel T Minich CRD#: 6465746  is a licensed broker with AMERIPRISE FINANCIAL SERVICES, LLC CRD# 6363. Daniel Minich Suspended by FINRA Alleging Participation in Private Securities Transactions According to FINRA: Daniel Minich was suspended by FINRA after a complaint alleging participation in three private securities transactions totaling approximately $200,000 without providing prior written notice to his member firm.... Read more →

SEC Charges Western International Securities, Inc. with selling GWG Holdings L-Bonds| May Recover Investor Losses

SEC Charges Western International Securities, Inc. with selling GWG Holdings L-Bonds| Goodman & Nekvasil P.A. May Recover Investor Losses SEC Charges Western International Securities and Five Registered Representatives: The U.S. Securities and Exchange Commission charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Best Interest Obligation regulations when they recommended and sold an unrated, high-risk debt... Read more →

Arkady Ginsburg Suspended – Broker/Financial Advisor | May Recover Investor Losses

Arkady Ginsburg Suspended – Broker/Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Arkady Ginsburg Suspended by FINRA for Alleged Excessive and Unsuitable Trading According to FINRA:  Arkady Ginsburg engaged in excessive and unsuitable trading in the accounts of three of his customers at Aegis Capital Corp. Two of the customer accounts were heavily margined, generated high cost-to-equity ratios and turnover rates, as well as significant losses and trading costs. Because Ginsburg recommended... Read more →