Active Investigations

Active Investigations

Goodman & Nekvasil is a leader in researching and uncovering Investment Fraud. At any given time, we have hundreds of active investigations of possible sales practice misconduct and high risk investments. Below are some of our current investigations.

Recent Cases

Atlas Growth Partners LP | Recover Investment Losses

Atlas Growth Partners LP | Goodman & Nekvasil, P.A. May Recover Investor Losses Goodman & Nekvasil, P.A. May Recover Investor Losses – Atlas Growth Partners LP. Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, such as Atlas Growth Partners LP.   Even though bonds and/or stock issued by Atlas Growth Partners LP. have... Read more →

James Andrew Geake (Jim Geake) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Jim Geake | Recover Losses

James Andrew Geake (Jim Geake) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Jim Geake | Goodman & Nekvasil P.A., May Recover Investor Losses James Andrew Geake (Jim Geake) Financial Advisor/Broker CRD #2629008 Jim Geake is a currently registered financial advisor/broker with Madison Avenue Securities LLC. According to Jim Geake’s BrokerCheck Report, since the beginning of 2018, four customer disputes have been filed alleging sales practice violations against Jim Geake. Customer Dispute... Read more →

Loanna R. Dehn Ristvedt (Lonna Rae Dehn Ristvedt) – Financial Advisor/Broker Lonna Rae Dehn Ristvedt Suspended from Securities Industry

Loanna R. Dehn Ristvedt (Lonna Rae Dehn Ristvedt) – Financial Advisor/Broker Lonna Rae Dehn Ristvedt Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Lonna Rae Dehn Ristvedt CRD #2277778 Lonna Rae Dehn Ristvedt was a previously licensed financial advisor with LPL Financial LLC and National Planning Corporation. According to FINRA, Lonna Rae Dehn Ristvedt was suspended from the securities industry for four months and fined $5,000 in October 2020. According... Read more →

Stephen Leroy Whittaker (Stephen Whittaker) – Financial Advisor/Broker Stephen Whittaker Suspended from Securities Industry | Recover Losses

Stephen Leroy Whittaker (Stephen Whittaker) – Financial Advisor/Broker Stephen Whittaker Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Stephen Leroy Whittaker (Stephen Whittaker) CRD #831765 Stephen Whittaker was a previously licensed financial advisor with First Financial Equity Corporation. According to FINRA, Stephen Whittaker was suspended from the securities industry for three months and fined $5,000, in October 2020. According to FINRA Allegations: From March 2018 through March 2019, while associated... Read more →

David Alan Tucker (David Tucker) – Pending Administrative Action by State of Florida | Recover Losses

David Alan Tucker (David Tucker) – Pending Administrative Action by State of Florida | Goodman & Nekvasil, P.A. May Recover Investor Losses David Alan Tucker (David Tucker) CRD #3212328 David Tucker was a previously licensed financial advisor with Brooklight Place Securities, Inc., Peak Brokerage Services, LLC, Center Street Securities, Inc. and Taylor Capital Management Inc.  According to David Tucker’s BrokerCheck report, David Tucker was the subject of a regulatory action by the Florida Office of... Read more →