Active Investigations

Active Investigations

Goodman & Nekvasil is a leader in researching and uncovering Investment Fraud. At any given time, we have hundreds of active investigations of possible sales practice misconduct and high risk investments. Below are some of our current investigations.

GWG L-Bonds Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as GWG L-Bonds. Investors in GWG L-Bonds May Recover their Losses with Goodman & Nekvasil, P.A. UPDATE 1/27/22 GWG Fails to Make Interest Payments for L-Bonds According to new filings with the SEC on January 18, 2022, due to the decreased sales of... READ MORE →

Recent Cases

WILLIAM PUGH Suspended by FINRA Over $8 Million Promissory Note Offering – Investors Who Suffered Losses May Have Claims

WILLIAM PUGH Suspended by FINRA Over $8 Million Promissory Note Offering – Investors Who Suffered Losses May Have Claims WILLIAM PUGH Suspended by FINRA Over $8 Million Promissory Note Offering. If you purchased promissory notes from or through WILLIAM NICHOLAS PUGH and have suffered investment losses, contact Goodman & Nekvasil, P.A. at 800-500-4442. WILLIAM NICHOLAS PUGH (CRD #4855771), a former Columbia Capital Securities broker, has been suspended by FINRA for 10 months and fined $10,000... Read more →

Josiah D. Jennings Suspended by FINRA Over $8 Million Promissory Note Offering – Investors Who Suffered Losses May Have Claims

Josiah D. Jennings Suspended by FINRA Over $8 Million Promissory Note Offering – Investors Who Suffered Losses May Have Claims Josiah D. Jennings Suspended by FINRA Over $8 Million Promissory Note Offering. Josiah D. Jennings (CRD #6031164), a former Columbia Capital Securities broker, has been suspended by FINRA for 10 months and fined $10,000 after participating in a private securities offering involving promissory notes without providing required notice to his broker-dealer. According to FINRA, the... Read more →

Inspired Senior Living of St. Petersburg DST Broker-Dealer Claims Stayed – Investor Alert

Inspired Senior Living of St. Petersburg DST Broker-Dealer Claims Stayed – Investor Alert Inspired Senior Living of St. Petersburg DST Broker-Dealer Claims Stayed – Investor Alert Many investors in Inspired Senior Living of St. Petersburg DST have viable legal claims against the broker-dealer that sold this investment to them. This claim may be a good source for a significant recovery. The Bankruptcy Court, however, has stayed all claims against broker-dealers that involve IHC investments. This... Read more →

Inspired Senior Living of San Marcos DST Broker-Dealer Claims Stayed – Investor Alert

Inspired Senior Living of San Marcos DST Broker-Dealer Claims Stayed – Investor Alert Inspired Senior Living of San Marcos DST Broker-Dealer Claims Stayed – Investor Alert Many investors in Inspired Senior Living of San Marcos DST have viable legal claims against the broker-dealer that sold this investment to them. This claim may be a good source for a significant recovery. The Bankruptcy Court, however, has stayed all claims against broker-dealers that involve IHC investments. This... Read more →

Inspired Senior Living of Round Rock DST Broker-Dealer Claims Stayed – Investor Alert

Inspired Senior Living of Round Rock DST Broker-Dealer Claims Stayed – Investor Alert Inspired Senior Living of Round Rock DST Broker-Dealer Claims Stayed – Investor Alert Many investors in Inspired Senior Living of Round Rock DST have viable legal claims against the broker-dealer that sold this investment to them. This claim may be a good source for a significant recovery. The Bankruptcy Court, however, has stayed all claims against broker-dealers that involve IHC investments. This... Read more →

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