Active Investigations

Active Investigations

Goodman & Nekvasil is a leader in researching and uncovering Investment Fraud. At any given time, we have hundreds of active investigations of possible sales practice misconduct and high risk investments. Below are some of our current investigations.

GWG L-Bonds Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as GWG L-Bonds. Investors in GWG L-Bonds May Recover their Losses with Goodman & Nekvasil, P.A. UPDATE 1/27/22 GWG Fails to Make Interest Payments for L-Bonds According to new filings with the SEC on January 18, 2022, due to the decreased sales of... READ MORE →

Recent Cases

RAJESH MARKAN Has Three Investor Complaints Alleging He Sold A Fraudulent Investment   – May Recover Investor Losses

RAJESH MARKAN Has Three Investor Complaints Alleging He Sold A Fraudulent Investment   – Goodman & Nekvasil, P.A. May Recover Investor Losses Former HILLTOP SECURITIES INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED investment adviser, RAJESH MARKAN Has Three Investor Complaints Alleging He Sold A Fraudulent Investment. RAJESH MARKAN CRD#: 4553309 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. RAJESH MARKAN (CRD#: 4553309), a former registered representative for... Read more →

Brian Graham Barred by FINRA – May Recover Investor Losses

Brian Graham Barred by FINRA – Goodman & Nekvasil, P.A. May Recover Investor Losses Former CETERA INVESTMENT ADVISERS LLC financial adviser, Brian Graham Barred by FINRA BRIAN SCOTT GRAHAM CRD#: 2581633 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   BRIAN SCOTT GRAHAM (CRD#: 2581633), a  formerly registered broker for CETERA ADVISOR NETWORKS LLC in PLAINFIELD, IL, is barred by FINRA from selling securities.  According to Graham’s FINRA BrokerCheck report, the former... Read more →

Jason Lowther Has A Pending Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses

Jason Lowther Has A Pending Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses CONCORDE INVESTMENT SERVICES, LLC broker, Jason Lowther has a pending investor complaint. Jason Lowther Jason Lowther Smith, Jason Smith CRD#: 2606268 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. Jason Lowther Smith (CRD#: 2606268), a registered representative for CONCORDE INVESTMENT SERVICES, LLC in Ann Arbor, MI, has a pending investor complaint.  According... Read more →

SEC Charges JOHN LOPINTO, ROBERT WILKOS, and LAREN PISCIOTTI in Keypoint Venture Alleged $120 Million Pre-IPO Fraud Scheme – Goodman & Nekvasil, P.A.

SEC Charges JOHN LOPINTO, ROBERT WILKOS, and LAREN PISCIOTTI in Alleged $120 Million Pre-IPO Fraud Scheme – Goodman & Nekvasil, P.A. SEC Charges JOHN LOPINTO, ROBERT WILKOS, and LAREN PISCIOTTI in Alleged $120 Million Pre-IPO Fraud Scheme. Call 800-500-4442 if you invested in promissory notes issues by the defendants in the SEC case. The SEC complaint alleges that from at least October 2019 until December 2022, the defendants raised approximately $120 million from more than... Read more →

CARLOS LESTON Has A Settled Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses

CARLOS LESTON Has A Settled Investor Complaint  – Goodman & Nekvasil, P.A. May Recover Investor Losses Former LPL FINANCIAL LLC investment adviser, CARLOS LESTON has a settled investor complaint.  Leston is also permanently barred from selling securities. CARLOS LESTON JOSE C LESTON, JOSE CARLOS LESTON CRD#: 3021614 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. JOSE CARLOS LESTON (CRD#: 3021614), a former registered representative for LPL FINANCIAL LLC... Read more →

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