Active Investigations

Active Investigations

Goodman & Nekvasil is a leader in researching and uncovering Investment Fraud. At any given time, we have hundreds of active investigations of possible sales practice misconduct and high risk investments. Below are some of our current investigations.

GWG L-Bonds Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as GWG L-Bonds. Investors in GWG L-Bonds May Recover their Losses with Goodman & Nekvasil, P.A. UPDATE 1/27/22 GWG Fails to Make Interest Payments for L-Bonds According to new filings with the SEC on January 18, 2022, due to the decreased sales of... READ MORE →

Recent Cases

Craig Nomberg Has An Investor Complaint – May Recover Investor Losses

Craig Nomberg Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses Wells Fargo Advisors, Craig Nomberg has an investor complaint.  CRAIG STEVEN NOMBERG CRD#: 4293515 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CRAIG STEVEN NOMBERG (CRD#: 4293515), a registered broker for WELLS FARGO CLEARING SERVICES, LLC in BOCA RATON, FL, has a pending investor complaint.  According to Nomberg’s FINRA BrokerCheck report, Allegations: SOAEX purchase – unsuitability, misrepresentation... Read more →

Debbie Biosca Has An Investor Complaint – May Recover Investor Losses

Debbie Biosca Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses ARKADIOS WEALTH ADVISORS, Debbie Biosca has an investor complaint.  DEBRA L BIOSCA Debbie Biosca, Debra L Rathje CRD#: 4584010 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DEBRA L BIOSCA (CRD#: 4584010), a registered broker for ARKADIOS CAPITAL  in Arlington Hts., IL, has a pending investor complaint.  According to Biosca’s FINRA BrokerCheck report, it is alleged that... Read more →

Jason Mitsuda Has An Investor Complaint – May Recover Investor Losses

Jason Mitsuda Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses Prudential Financial Planning advisor, Jason Mitsuda has an investor complaint.  Jason Mitsuda Jason Kazuo Mitsuda CRD#: 6718373 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Jason Kazuo Mitsuda (CRD#: 6718373), a registered broker for PRUCO SECURITIES, LLC.  in HONOLULU, HI, has a pending investor complaint.  According to Mitsuda’s FINRA BrokerCheck report, Claimant alleges RR Mitsuda recommended unsuitable investment... Read more →

AUSTIN ARATA Has An Investor Complaint – May Recover Investor Losses

AUSTIN ARATA Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses LPL Financial LLC financial advisor, Austin Arata has an investor complaint.  AUSTIN ARATA CRD#: 6448739 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   AUSTIN ARATA (CRD#: 6448739), a dually registered broker for LPL Financial LLC and KINECTA FINANCIAL & INSURANCE SERVICES  in WOODLAND HILLS, CA, has a pending investor complaint.  According to Arata’s FINRA BrokerCheck report,... Read more →

Richard Case Has An Investor Complaint – May Recover Investor Losses

Richard Case Has An Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses WESTERN INTERNATIONAL SECURITIES, INC. financial advisor, Richard Case has an investor complaint.  Richard Howard Case CRD#: 1235220 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Richard Howard Case (CRD#: 1235220), a broker for WESTERN INTERNATIONAL SECURITIES, INC. in Westlake Village, CA, has a pending investor complaint.  According to Case’s FINRA BrokerCheck report, Claimant alleges Breach of Fiduciary... Read more →

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