Active Investigations

Active Investigations

Goodman & Nekvasil is a leader in researching and uncovering Investment Fraud. At any given time, we have hundreds of active investigations of possible sales practice misconduct and high risk investments. Below are some of our current investigations.

GWG L-Bonds Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as GWG L-Bonds. Investors in GWG L-Bonds May Recover their Losses with Goodman & Nekvasil, P.A. UPDATE 1/27/22 GWG Fails to Make Interest Payments for L-Bonds According to new filings with the SEC on January 18, 2022, due to the decreased sales of... READ MORE →

Recent Cases

MELISSA STAR WILLIAMS – OSAIC WEALTH Broker Has An Investment Complaint – May Recover Losses

MELISSA STAR WILLIAMS – OSAIC WEALTH Broker Has An Investment Complaint – May Recover Losses MELISSA STAR WILLIAMS – OSAIC WEALTH Broker Has An Investment Complaint. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. MELISSA STAR WILLIAMS MELISSA STAR BORTFELD, MELISSA STARR WILLIAMS, MELISSA STAR WILLIAMS FRASCA, MELISSA STAR WILLIAMS-FRASCA CRD#: 4298503 MELISSA STAR WILLIAMS (CRD#: 4298503), a broker with OSAIC WEALTH, INC. in Spokane, WA, has an... Read more →

WALTER F PUTNAM – NORTHWESTERN MUTUAL Broker Has An Investment Complaint – May Recover Losses

WALTER F PUTNAM – NORTHWESTERN MUTUAL Broker Has An Investment Complaint – May Recover Losses WALTER F PUTNAM – NORTHWESTERN MUTUAL Broker Has An Investment Complaint. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. WALTER FURR PUTNAM CRD#: 1274433 WALTER FURR PUTNAM (CRD#: 1274433), a broker with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC in Tampa, FL, has an investment complaint. According to PUTNAM’s FINRA BrokerCheck report, Customer alleges that... Read more →

CARL LATZ – TEXAS SECURITIES Broker Has An Oil and Gas Investment Complaint – May Recover Losses

CARL LATZ – TEXAS SECURITIES Broker Has An Oil and Gas Investment Complaint – May Recover Losses CARL LATZ – TEXAS SECURITIES Broker Has An Oil and Gas Investment Complaint. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. CARL JOSEPH LATZ CRD#: 1473936 CARL JOSEPH LATZ (CRD#: 1473936), a broker with TEXAS SECURITIES, INC. in CARROLLTON, TX, has a customer complaint. According to Latz’s FINRA BrokerCheck report, This... Read more →

Daniel G Diaz Barred After FINRA Allegations – May Recover Losses

Daniel G Diaz Barred After FINRA Allegations – May Recover Losses Daniel G Diaz Barred After FINRA Allegations. In July 2026, Diaz refused to appear for on-the-record testimony requested pursuant to FINRA Rule 8210. As a result, he violated FINRA Rules 8210 and 2010 and is barred from associating with any FINRA member in all capacities. Daniel G Diaz DANIEL GUSTAVO DIAZ CRD#: 1715827 Call 800-500-4442 if you think that you have received unsuitable investment... Read more →

View more of our active investigations