Active Investigations

Active Investigations

Goodman & Nekvasil is a leader in researching and uncovering Investment Fraud. At any given time, we have hundreds of active investigations of possible sales practice misconduct and high risk investments. Below are some of our current investigations.

GWG L-Bonds Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as GWG L-Bonds. Investors in GWG L-Bonds May Recover their Losses with Goodman & Nekvasil, P.A. UPDATE 1/27/22 GWG Fails to Make Interest Payments for L-Bonds According to new filings with the SEC on January 18, 2022, due to the decreased sales of... READ MORE →

Recent Cases

WILLIAM HENRY SANDEMAN – FORMER WEDBUSH BROKER BARRED BY FINRA – May Recover Losses

WILLIAM HENRY SANDEMAN – FORMER WEDBUSH BROKER BARRED BY FINRA – May Recover Losses WILLIAM HENRY SANDEMAN – FORMER WEDBUSH BROKER BARRED BY FINRA. Call 800-500-4442 if you believe your financial adviser recommended unsuitable investments that caused you to suffer investment losses. William Henry Sandeman (CRD #831384) Barred by FINRA William Henry Sandeman (CRD #831384), a former broker with Wedbush Securities Inc. in Seattle, Washington, has been barred from associating with any FINRA-member firm in... Read more →

PHILIP PIKE – HERBERT J. SIMS & CO, INC. Broker Has An Investment Complaint – May Recover Losses

PHILIP PIKE – HERBERT J. SIMS & CO, INC. Broker Has An Investment Complaint – May Recover Losses PHILIP PIKE – HERBERT J. SIMS & CO, INC. Broker Has An Investment Complaint. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. PHILIP A PIKE PHILIP PIKE CRD#: 5695273 PHILIP A PIKE (CRD#: 5695273), a broker with HERBERT J. SIMS & CO, INC. in BOCA RATON, FL, has an investment... Read more →

JIM M GAMBACCINI – REPUBLIC CAPITAL GROUP Broker Has An Investment Complaint – May Recover Losses

JIM M GAMBACCINI – REPUBLIC CAPITAL GROUP Broker Has An Investment Complaint – May Recover Losses JIM M GAMBACCINI – REPUBLIC CAPITAL GROUP Broker Has An Investment Complaint. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. JAMES MICHAEL GAMBACCINI JIM M GAMBACCINI CRD#: 4619759 JAMES MICHAEL GAMBACCINI (CRD#: 4619759), a broker with REPUBLIC CAPITAL GROUP in Delray Beach, FL, has an investment complaint.  According to Gambaccini’s FINRA BrokerCheck... Read more →

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