Active Investigations

Active Investigations

Goodman & Nekvasil is a leader in researching and uncovering Investment Fraud. At any given time, we have hundreds of active investigations of possible sales practice misconduct and high risk investments. Below are some of our current investigations.

GWG L-Bonds Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as GWG L-Bonds. Investors in GWG L-Bonds May Recover their Losses with Goodman & Nekvasil, P.A. UPDATE 1/27/22 GWG Fails to Make Interest Payments for L-Bonds According to new filings with the SEC on January 18, 2022, due to the decreased sales of... READ MORE →

Recent Cases

InCommercial Net Lease DST 4 Distribution Suspensions | May Recover Losses

InCommercial Net Lease DST 4 Distribution Suspensions | May Recover Losses InCommercial Net Lease DST 4 Distribution Suspensions Concern Investors.   Goodman & Nekvasil, P.A. is representing investors who purchased this investment. Investors who purchased interests in InCommercial Net Lease DST 4 may be facing significant financial uncertainty following reports of suspended investor distributions, deteriorating property performance, and concerns surrounding the risks associated with Delaware Statutory Trust (“DST”) investments. The securities attorneys at Goodman & Nekvasil,... Read more →

TIM MARSHALL Has A Pending DST Investor Complaint – May Recover Investor Losses

TIM MARSHALL Has A Pending DST Investor Complaint – May Recover Investor Losses QUINCY WELLS CAPITAL, LLC broker, TIM MARSHALL Has A Pending DST Investor Complaint. Timothy George Marshall GEORGE TIMOTHY MARSHALL, TIM MARSHALL CRD#: 2037031 Timothy George Marshall (CRD#: 2037031), a broker for QUINCY WELLS CAPITAL, LLC in CHICAGO, IL, has a pending investor complaint.  According to Marshall’s  FINRA BrokerCheck report, Claimant alleges a lack of suitability and due diligence, breach of contract and... Read more →

ROBERT BAKER Has A Pending Investor Complaint – May Recover Investor Losses

ROBERT BAKER Has A Pending Investor Complaint – May Recover Investor Losses COLORADO FINANCIAL SERVICE CORPORATION broker, ROBERT BAKER Has A Pending Investor Complaint. ROBERT BAKER CRD#: 2878972 ROBERT BAKER (CRD#: 2878972), a broker for COLORADO FINANCIAL SERVICE CORPORATION in Misson Viejo, CA, has a pending investor complaint.  According to Baker’s  FINRA BrokerCheck report, Customer alleges that the former registered representative recommended and implemented an investment strategy that was unsuitable and misrepresented associated risks and... Read more →

ALAN K NGO – Former PFS INVESTMENTS INC. Broker Barred by FINRA

ALAN K NGO – Former PFS INVESTMENTS INC. Broker Barred by FINRA ALAN K NGO – Former PFS INVESTMENTS INC. Broker Barred by FINRA Victims of Unsuitable Advice May Recover Investment Losses – Contact Goodman & Nekvasil, P.A. Today ALAN K NGO CRD#: 4273116 ALAN K NGO (CRD#: 4273116) is a former broker who consented to being barred by FINRA after regulatory allegations. According to NGO’s FINRA BrokerCheck report, Ngo refused to provide information and... Read more →

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