Active Investigations

Active Investigations

Goodman & Nekvasil is a leader in researching and uncovering Investment Fraud. At any given time, we have hundreds of active investigations of possible sales practice misconduct and high risk investments. Below are some of our current investigations.

GWG L-Bonds Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as GWG L-Bonds. Investors in GWG L-Bonds May Recover their Losses with Goodman & Nekvasil, P.A. UPDATE 1/27/22 GWG Fails to Make Interest Payments for L-Bonds According to new filings with the SEC on January 18, 2022, due to the decreased sales of... READ MORE →

Recent Cases

GREGORY WILLIAM RICKER – Former VANDERBILT SECURITIES Broker Fired After Investment Complaints – May Recover Losses

GREGORY WILLIAM RICKER – Former VANDERBILT SECURITIES Broker Fired After Investment Complaints – May Recover Losses GREGORY WILLIAM RICKER – Former VANDERBILT SECURITIES Broker Fired After Investment Complaints. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. GREGORY WILLIAM RICKER GREGORY WILLIAM RICKEY CRD#: 2545035 GREGORY WILLIAM RICKER (CRD#: 2545035), a  former broker with VANDERBILT SECURITIES, LLC in Malvern, PA, has two pending investment complaints.  He was also recently... Read more →

TIM CLAIRMONT – CETERA Broker Has An Investment Complaint – May Recover Losses

TIM CLAIRMONT – CETERA Broker Has An Investment Complaint – May Recover Losses TIM CLAIRMONT – CETERA Broker Has An Investment Complaint. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. TIM DANIEL CLAIRMONT TIM CLAIRMONT CRD#: 2847591 TIM DANIEL CLAIRMONT (CRD#: 2847591), a broker with CETERA WEALTH SERVICES, LLC in Lake Oswego, OR, has an investment complaint.  According to Clairmont’s FINRA BrokerCheck report, Claimants allege that Tim Clairmont... Read more →

GK Investment Holdings, LLC Investigation – May Recover Losses

GK Investment Holdings, LLC Investigation – May Recover Losses GK Investment Holdings, LLC Investigation. Investors who purchased securities issued by GK Investment Holdings, LLC may want to review the circumstances surrounding the offering, the performance of the company’s real estate investments, and the role of the brokerage firms and financial advisers who recommended the bonds. GK Investment Holdings, LLC, a Delaware limited liability company managed by GK Development, Inc., offered investors unsecured bonds to finance... Read more →

LOU TUCCI – ARKADIOS CAPITAL Broker Has An Investment Complaint – May Recover Losses

LOU TUCCI – ARKADIOS CAPITAL Broker Has An Investment Complaint – May Recover Losses LOU TUCCI – ARKADIOS CAPITAL Broker Has An Investment Complaint. Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser. LOUIS ANTHONY TUCCI LOU TUCCI CRD#: 4508379 LOUIS ANTHONY TUCCI (CRD#: 4508379), a broker with ARKADIOS CAPITAL in Atlanta, GA, has an investment complaint.  According to Tucci’s FINRA BrokerCheck report, Claimant alleges failure to perform the... Read more →

JOE STERN III Has a Denied Investor Complaint – May Recover Investor Losses

JOE STERN III Has a Denied Investor Complaint – May Recover Investor Losses MORGAN STANLEY Broker, JOE STERN III Has a Denied Investor Complaint.   JOSEPH S STERN III JOE STERN III, JOSEPH SMITH STERN III CRD#: 2994501 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JOSEPH S STERN III (CRD#: 2994501), a registered broker for MORGAN STANLEY in San Francisco, CA, has a denied investor complaint. Time Frame: March... Read more →

View more of our active investigations