Active Investigations

Active Investigations

Goodman & Nekvasil is a leader in researching and uncovering Investment Fraud. At any given time, we have hundreds of active investigations of possible sales practice misconduct and high risk investments. Below are some of our current investigations.

GWG L-Bonds Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as GWG L-Bonds. Investors in GWG L-Bonds May Recover their Losses with Goodman & Nekvasil, P.A. UPDATE 1/27/22 GWG Fails to Make Interest Payments for L-Bonds According to new filings with the SEC on January 18, 2022, due to the decreased sales of... READ MORE →

Recent Cases

Jimmy Monken Has An Investor Complaint – May Recover Investor Losses

Jimmy Monken Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker and Financial Adviser, Jimmy Monken has an investor complaint. JAMES ERIC MONKEN JIMMY MONKEN CRD#: 5765921 Call 800-500-4442, if you think that you have received unsuitable investment recommendations from your advisor.   James Eric Monken (CRD#5765921), a  registered broker and financial adviser for MORGAN STANLEY in Clayton, Missouri, has an investor complaint. According to Jimmy Monken‘s FINRA BrokerCheck report, the claim alleges, inter alia,... Read more →

Andrew Lofton Has An Investor Complaint – May Recover Investor Losses

Andrew Lofton Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker and Financial Adviser, Andrew Lofton has an investor complaint. ANDREW ZACHARY LOFTON Andrew Lofton CRD#: 6723209 Call 800-500-4442, if you think that you have received unsuitable investment recommendations from your advisor.   Andrew Zachary Lofton (CRD#6723209), a  registered broker and financial adviser for CETERA INVESTMENT SERVICES LLC in Franklin, Tennessee, has an investor complaint. According to Andrew Lofton‘s FINRA BrokerCheck report, the CLIENT ALLEGES... Read more →

Ed Carchia Jr. Has An Investor Complaint – May Recover Investor Losses

Ed Carchia Jr. Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker and Financial Adviser, Ed Carchia Jr. has an investor complaint. EDWARD CARCHIA JR ED CARCHIA JR, EDWARD CARCHIA JR JR, EDWARD CARCHIA JR. JR, EDWARD KARCHIA JR CRD#: 1328905 Call 800-500-4442, if you think that you have received unsuitable investment recommendations from your advisor.   Edward Carchia Jr. (CRD#1328905), a  registered broker and financial adviser for Morgan Stanley in Paramus, New Jersey,... Read more →

John Cimino Has An Investor Complaint – May Recover Investor Losses

John Cimino Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker and Financial Adviser, John Cimino has an investor complaint. John Cimino JOHN D CIMINO MR, JOHN D CIMINO CRD#: 4757028 Call 800-500-4442, if you think that you have received unsuitable investment recommendations from your advisor.   JOHN D CIMINO (CRD#4757028), a  registered broker and financial adviser for AMERICAN GLOBAL WEALTH MANAGEMENT, INC. in Naples, Florida, has an investor complaint. According to... Read more →

Hector Hernandez Has An Investor Complaint – May Recover Investor Losses

Hector Hernandez Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Hector Hernandez has an investor complaint. Call 800-500-4442, if you think that you have received unsuitable investment recommendations from your broker.   Hector Jesus Hernandez (CRD# 4654126), a former registered broker for MONEY CONCEPTS CAPITAL CORP in San Antonio, Texas, has an investor complaint. According to Hector J Hernandez‘s FINRA BrokerCheck report, allegations include a failure to disclose a commission sharing... Read more →

View more of our active investigations