Goodman & Nekvasil P.A., May Recover Investor Losses – Arthur Willard Radle Jr. (Will Radle) Permitted to Resign from NYLife Securities LLC  From 2012 until Will Radle’s resignation in 2016, Will Radle was licensed with NYLife Securities LLC. Will Radle was subsequently licensed with MML Investors Services, LLC. According to FINRA’s records, Will Radle was permitted to resign from NYLife Securities …

Goodman & Nekvasil P.A., May Recover Investor Losses – James Anthony Pilla Jr. (Jim Pilla) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc. From October 2009 until Jim Pilla’s firing in May 2010, Jim Pilla was licensed with Ameriprise Financial Services, Inc. Jim Pilla was subsequently licensed with National Securities Corporation and Valic Financial Advisors, Inc. According to …

Goodman & Nekvasil P.A., May Recover Investor Losses – Darrell Scott Pope (Darrell Pope) Suspended from Securities Industry and Fired by U.S. Bancorp Investments, Inc.  From April 2006 until Darrell Pope’s firing in December 2015, Darrell Pope was licensed with U.S. Bancorp Investments, Inc. According to FINRA’s records, Darrell Pope was fired by U.S. Bancorp Investments, Inc. on December 4, 2015. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Nick Anthony Pietrocola (Nick Pietrocola) Suspended from Securities Industry and Fired by Morgan Stanley Smith Barney  From June 2009 until Nick Pietrocola’s firing in July 2012, Nick Pietrocola was licensed with Morgan Stanley Smith Barney. Nick Pietrocola is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Nick Pietrocola was …

Goodman & Nekvasil P.A., May Recover Investor Losses – Brian Scott Palkowitsh (Brian Palkowitsh) Licensed with Transamerica Financial Advisors, Inc. Brian Palkowitsh has been licensed with Ameriprise Financial Services, Inc. since 2014. Brian Palkowitsh was previously licensed with Transamerica Financial Advisors, Inc. from 1996 to 2014. FINRA reports that an arbitration claim was filed involving Brian Palkowitsh’s conduct with Transamerica Financial …

Troy Perry – Financial Advisor Troy Perry Discharged by PNC Investments, LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Troy Perry aka Troy Michael Perry CRD #2197688 From 2013 until Troy Perry’s firing in 2017, Troy Perry was licensed with PNC Investments, LLC. Troy Perry was previously licensed with MML Investors Services, LLC and CUSO Financial Services, L.P. According …

Goodman & Nekvasil P.A., May Recover Investor Losses – Gertie Lavern Poe (Gertie Poe) a/k/a Gertie Laverne Jackson, Gertie Poe Jackson and Gertie Laverne Poe Fired by Citigroup Global Markets Inc. From 2007 until Gertie Poe’s firing in 2013, Gertie Poe was licensed with Citigroup Global Markets, Inc. According to FINRA’s records, Gertie Poe was fired by Citigroup Global Markets, Inc. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Sara Aiping Ng (Sara Eng) a/k/a Sara Aiping Zhou, Aiping Zhou and Sara Zhou, Under Investigation by FINRA Enforcement Department, Fired by Axiom Capital Management, Inc. and Resigned from Financial West Group From 2015 until Sara Eng’s firing in 2016, Sara Eng was licensed with Axiom Capital Management, Inc. Sara Eng was …

Goodman & Nekvasil P.A., May Recover Investor Losses – Laura Anne Parker (Laura Parker) a/k/a Laura Anne Worm Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2009 until Laura Parker’s firing in 2016, Laura Parker was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Laura Parker is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Pedro Dones Molina (Pedro Molina) Barred from Securities Industry and Permitted to Resign from Kovack Securities Inc. In 2014 Pedro Molina was licensed with Kovack Securities Inc. until his resignation. Pedro Molina was previously licensed with Oriental Financial Services Corp. and OFS Securities. According to FINRA’s records, Pedro Molina was permitted to …