Goodman & Nekvasil P.A, May Recover Investor Losses – Dennis Boyd McMurray (Dennis McMurray) Suspended by FINRA and Resigned from Girard Securities, Inc. From 2013 until Dennis McMurray’s resignation in 2016, Dennis McMurray was licensed with Girard Securities, Inc. Dennis McMurray was previously licensed with LPL Financial LLC. According to FINRA’s records, Dennis McMurray resigned from Girard Securities, Inc. on August …
Gary Meier – Gary Alan Meier, Financial Advisor Ordered to Cease and Desist
Gary Meier – Gary Alan Meier, Financial Advisor Ordered to Cease and Desist | Goodman & Nekvasil, P.A. May Recover Investor Losses Gary Meier CRD #1591561 From 2013 until 2015, Gary Meier was licensed with Cambridge Investment Research, Inc. Gary Meier was also licensed with Symetra Investment Services, Inc. FINRA reports the State of Washington filed an enforcement action against Gary …
John L Shockey (John Shockey) Suspended from Securities Industry and Resigned from Merrill Lynch, Pierce, Fenner & Smith Incorporated — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – John L Shockey (John Shockey) Suspended from Securities Industry and Resigned from Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2005 until John Shockey’s resignation in 2014, John Shockey was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. John Shockey was then licensed with Summit Brokerage Services, Inc. According to FINRA’s …
Aaron ONeal – Financial Advisor Aaron ONeal Discharged From U.S. Bancorp Investments, Inc.
Aaron ONeal – Financial Advisor Aaron ONeal Discharged From U.S. Bancorp Investments, Inc. | Goodman & Nekvasil, PA May Recover Investor Losses Aaron ONeal CRD #4629971 From 2013 until Aaron O’Neal’s firing in 2017, Aaron O’Neal was licensed with U.S. Bancorp Investments, Inc. Aaron O’Neal was also licensed with Principal Securities, Inc. and MetLife Securities Inc. According to FINRA’s records, Aaron …
Miami International Holdings, Inc. (MIH) – Goodman & Nekvasil P.A. May Recover Investor Losses
Goodman & Nekvasil P.A. May Recover Investor Losses – Miami International Holdings, Inc. (MIH) FINRA suspended John Shockey for his sale of Miami International Holdings, Inc. (MIH) shares. If you invested in Miami International Holdings, Inc. (MIH) through John Shockey, and you lost money, you may be able to recover your losses from Merrill Lynch, Pierce, Fenner & Smith, Inc. and/or …
Ryan Paugh – Financial Advisor Ryan Paugh Suspended from Securities Industry
Ryan Paugh – Financial Advisor Ryan Paugh Suspended from Securities Industry | Goodman & Nekvasil P.A, May Recover Investor Losses Ryan Paugh CRD #4827214 From 2012 until Ryan Paugh’s firing in 2015, Ryan Paugh was licensed with J.P. Morgan Securities LLC. Ryan Paugh was previously licensed with Chase Investment Services Corp. According to FINRA’s records, Ryan Paugh was fired by J.P. …
John A. Crumb (John Crumb) Suspended from Securities Industry and Fired by LPL Financial LLC — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – John A. Crumb (John Crumb) Suspended from Securities Industry and Fired by LPL Financial LLC From 2013 until John Crumb’s firing in 2016, John Crumb was licensed with LPL Financial LLC. John Crumb was previously licensed with Securities America, Inc. According to FINRA’s records, John Crumb was fired by LPL Financial LLC …
Sharon Melinda Kwan a.k.a. Sharon Chen, Mei Man Quan, My Mon Quan, Sharon Quan (Sharon Kwan) Suspended from Securities Industry and Fired by National Planning Corporation — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Sharon Melinda Kwan a.k.a. Sharon Chen, Mei Man Quan, My Mon Quan, Sharon Quan (Sharon Kwan) Suspended from Securities Industry and Fired by National Planning Corporation From 2009 until Sharon Kwan’s firing in 2013, Sharon Kwan was licensed with National Planning Corporation. Sharon Kwan is now licensed with Royal Alliance Associates, Inc. According …
Timothy Ruben Ward (Tim Ward) Barred from Securities Industry and Fired by Investment Professionals, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Timothy Ruben Ward (Tim Ward) Barred from Securities Industry and Fired by Investment Professionals, Inc. From 2008 until Tim Ward’s firing in 2013, Tim Ward was licensed with Investment Professionals, Inc. According to FINRA’s records, Tim Ward was fired by Investment Professionals, Inc. on April 15, 2013. Investment Professionals, Inc. reported to FINRA that …
Church Development Fund, LLC and Church Fund LLC – Goodman & Nekvasil P.A. May Recover Investor Losses on Membership Interests
Goodman & Nekvasil P.A. May Recover Investor Losses on Membership Interests – Church Development Fund, LLC and Church Fund LLC Church Development Fund, LLC and Church Fund LLC are companies formed by Randy Gladden, created to make loans to churches, primarily for refinancing their existing real estate loans. Church Development Fund, LLC and Church Fund LLC solicited investors to purchase securities. …

