Aaron ONeal – Financial Advisor Aaron ONeal Discharged From U.S. Bancorp Investments, Inc. | Goodman & Nekvasil, PA May Recover Investor Losses
Aaron ONeal CRD #4629971
From 2013 until Aaron O’Neal’s firing in 2017, Aaron O’Neal was licensed with U.S. Bancorp Investments, Inc. Aaron O’Neal was also licensed with Principal Securities, Inc. and MetLife Securities Inc. According to FINRA’s records, Aaron O’Neal was fired by U.S. Bancorp Investments, Inc. on January 30, 2017. U.S. Bancorp Investments, Inc. LLC reported to FINRA that Aaron O’Neal was fired after the firm developed facts that provided a reasonable basis to believe Aaron O’Neal wrote client’s initials on a term life insurance document.
FINRA reports, subsequent to Aaron O’Neal’s firing, the State of Washington filed an enforcement action against Aaron O’Neal, seeking to suspend Aaron O’Neal’s securities license. The State of Washington alleged that Aaron O’Neal sold securities outside of and without the knowledge of the firm and actively concealed these private securities sales from the State of Washington’s Securities Division.
If you lost any money on investments with Aaron O’Neal, you may be able to recover your losses from U.S. Bancorp Investments, Inc., MetLife Securities Inc. and/or Principal Securities, Inc. This is because U.S. Bancorp Investments, Inc., MetLife Securities Inc. and Principal Securities, Inc. had a duty to supervise Aaron O’Neal.
If you lost money on investments with Aaron O’Neal, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against U.S. Bancorp Investments, Inc. MetLife Securities Inc. and/or Principal Securities, Inc., concerning Aaron O’Neal’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq, formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on any other investments with Aaron O’Neal and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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