Ryan Paugh – Financial Advisor Ryan Paugh Suspended from Securities Industry | Goodman & Nekvasil P.A, May Recover Investor Losses
Ryan Paugh CRD #4827214
From 2012 until Ryan Paugh’s firing in 2015, Ryan Paugh was licensed with J.P. Morgan Securities LLC. Ryan Paugh was previously licensed with Chase Investment Services Corp. According to FINRA’s records, Ryan Paugh was fired by J.P. Morgan Securities LCC on August 4, 2015. J.P. Morgan Securities LLC reported to FINRA that Ryan Paugh acted improperly with respect to investing personal funds with an unapproved outside business activity and for soliciting investments for the unapproved outside business activity.
Subsequent to Ryan Paugh’s firing, FINRA brought a disciplinary action against Ryan Paugh. Ryan Paugh consented to a 4-month suspension and a $10,000 monetary fine. FINRA reports that Ryan Paugh consented to the entry of findings that Ryan Paugh participated in sales of a company that purported to be a wholesaler of computer products and that issued unregistered securities bearing high rates of interest.
If you lost any money on investments with Ryan Paugh, including investments in this wholesaler of computer products, you may be able to recover your losses from J.P. Morgan Securities LLC and/or Chase Investment Services Corp. This is because J.P. Morgan Securities LLC and Chase Investment Services Corp. had a duty to supervise Ryan Paugh.
If you lost money on investments with Ryan Paugh, including investments in this wholesaler of computer products, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against J.P. Morgan Securities LLC and/or Chase Investment Services Corp., concerning Ryan Paugh’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on any investments with Ryan Paugh including investments in this wholesaler of computer products, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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