Goodman & Nekvasil P.A., May Recover Your Investment Losses – Joseph Barton Dirago Jr. (Joe Dirago) Formerly Licensed with Morgan Stanley, Suspended from Securities Industry Joe Dirago was licensed with Morgan Stanley from 2006 to 2012. Joe Dirago is now licensed with Wells Fargo Clearing Services, LLC. Joe Dirago was suspended from the securities and investment banking industry for 15 days …

Dan Maughan Formerly Licensed with Financial West Group | Goodman & Nekvasil P.A., May Recover Investor Losses  Dan Maughan CRD #2561363 Dan Maughan was licensed with Financial West Group from 2010 to 2017. FINRA reports that an arbitration claim was filed involving Dan Maughan’s conduct with Financial West Group, alleging breach of fiduciary duty, negligence, misrepresentation, and/or other allegations. This arbitration …

Goodman & Nekvasil P.A., May Recover Investor Losses – Cary Jarrett Kievman (Cary Kievman) Formerly Licensed with Ameriprise Financial Services, Inc. Cary Kievman was licensed with Ameriprise Financial Services, Inc. from 2012 to 2016. Cary Kievman was previously licensed with Morgan Stanley Smith Barney. FINRA reports that three complaints and/or arbitration claims were filed involving Cary Kievman’s conduct with Ameriprise Financial …

Goodman & Nekvasil P.A, May Recover Investor Losses – Joel Harold Kassewitz (Joel Kassewitz) Formerly Licensed with Credit Suisse Securities (USA) LLC  Joel Kassewitz was licensed with Credit Suisse Securities (USA) LLC from 2008 to 2016. Joel Kassewitz was subsequently licensed with Wells Fargo Advisors, LLC. FINRA reports that an arbitration claim was filed involving Joel Kassewitz’ conduct with Credit Suisse …

Kevin Yang – Financial Advisor Kevin Yang Fired by Morgan Stanley | Goodman & Nekvasil P.A., May Recover Investor Losses on Structured Products Kevin Yang CRD #2834317 From 2010 until Kevin Yang’s firing in 2017, Kevin Yang was licensed with Morgan Stanley. According to FINRA’s records, Kevin Yang was fired by Morgan Stanley on April 12, 2017. Morgan Stanley reported to …

Goodman & Nekvasil P.A., May Recover Investor Losses – Cheryle Anne Brady (Cheryle Brady) a/k/a Cheryle Anne Timmons, Fired by Ameriprise Financial Services, Inc. and Suspended from Securities Industry From 2012 until Cheryle Brady’s firing in 2016, Cheryle Brady was licensed with Ameriprise Financial Services, Inc. Cheryle Brady was previously licensed with RBC Capital Markets, LLC. According to FINRA’s records, Cheryle …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jacquin P. Fink (Jacquin Fink) Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacquin Fink has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated since 1968. FINRA reports that seven complaints and/or arbitration claims have been filed involving Jacquin Fink’s conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated, …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Zhong Wen International Holding Co., Ltd. (ZWIH) Suspended by the SEC from Trading  In suspending Zhong Wen International Holding Co., Ltd. (ZWIH) stock from trading, the SEC explained that Zhong Wen International Holding Co., Ltd. (ZWIH) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it …

Goodman & Nekvasil P.A. May Recover Investor Losses – William M. Apostelos and Apostelos Promissory Notes Connected to Ponzi Scheme  William M. Apostelos plead guilty in U.S. District Court to charges related to a $70 million Ponzi scheme that defrauded nearly 500 victims. Specifically, Apostelos plead guilty to conspiracy to commit wire and mail fraud and conversion of funds from an …

Goodman & Nekvasil P.A. May Recover Investor Losses – Private Wealth Consultants, Ltd. Private Wealth Consultants, Ltd. is an investment adviser that participated in the sale of approximately $25.5 million of investments in six related limited liability companies in Toledo, Ohio to approximately 187 clients, according to a disciplinary action filed by FINRA. FINRA barred Douglas Scott Miller and Gary Lee …