Goodman & Nekvasil P.A, May Recover Investor Losses – Lev Slootsky (Lev Slootsky) Formerly Licensed with Goldman, Sachs & Co., Suspended from Securities Industry From 2006 until 2014, Lev Slootsky was licensed with Goldman, Sachs & Co. Subsequently, FINRA brought a disciplinary action against Lev Slootsky. Lev Slootsky consented to a 1-year suspension and a $15,000 monetary fine. Lev Slootsky consented …
Christopher Breland Kelly (Christopher Kelly) Suspended from Securities Industry and Fired by LPL Financial LLC — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Christopher Breland Kelly (Christopher Kelly) Suspended from Securities Industry and Fired by LPL Financial LLC From 2005 until Christopher Kelly’s firing in 2014, Christopher Kelly was licensed with LPL Financial LLC. According to FINRA’s records, Christopher Kelly was fired by LPL Financial LLC on March 19, 2014. LPL Financial LLC reported to …
Eric William Kuchel (Eric Kuchel) Barred from Securities Industry and Fired by LPL Financial LLC– Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Eric William Kuchel (Eric Kuchel) Barred from Securities Industry and Fired by LPL Financial LLC From 2014 until Eric Kuchel’s firing in 2015, Eric Kuchel was licensed with LPL Financial LLC. Eric Kuchel was previously licensed with Crown Capital Securities, L.P. According to FINRA’s records, Eric Kuchel was fired by LPL Financial …
Russell Sadler – Russell Leo Sadler Formerly Licensed Financial Advisor, FINRA Revokes Registration of Russell Sadler
Russell Sadler – Russell Leo Sadler Formerly Licensed Financial Advisor, FINRA Revokes Registration of Russell Sadler | Goodman & Nekvasil, P.A. May Recover Investor Losses Russell Sadler CRD #2600742 From 2014 until 2016, Russell Sadler was licensed with Independent Financial Group, LLC. Russell Sadler was previously licensed with Cambridge Investment Research, Inc. and LPL Financial LLC. FINRA brought a disciplinary …
Matthew Christopher Tucci (Matthew Tucci) Formerly Licensed with Tradition Asiel Securities Inc., Suspended by FINRA — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Matthew Christopher Tucci (Matthew Tucci) of Tradition Asiel Securities Inc., Suspended by FINRA From 2014 until 2015, Matthew Tucci was licensed with Tradition Asiel Securities Inc. Matthew Tucci was previously licensed with Avatar Capital Group LLC. FINRA brought a disciplinary action against Matthew Tucci. Matthew Tucci consented to a 4-month suspension and …
Justin Kerry Wine (Justin Wine) Suspended by FINRA and Fired by LPL Financial LLC — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Justin Kerry Wine (Justin Wine) Suspended by FINRA and Fired by LPL Financial LLC From 2010 until Justin Wine’s firing in 2012, Justin Wine was licensed with LPL Financial LLC. Justin Wine is now licensed with BCG Securities, Inc. According to FINRA’s records, Justin Wine was fired by LPL Financial LLC on August …
Daniel James Tromello (Daniel Tromello) Barred from Securities Industry and Permitted to Resign from Transamerica Financial Advisors, Inc. — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Daniel James Tromello (Daniel Tromello) Barred from Securities Industry and Permitted to Resign from Transamerica Financial Advisors, Inc. From 2014 until Daniel Tromello’s resignation in 2015, Daniel Tromello was licensed with Transamerica Financial Advisors, Inc. According to FINRA’s records, Daniel Tromello was permitted to resign from Transamerica Financial Advisors, Inc. on September …
Nathan Silva – Financial Advisor Nathan Silva Barred from the Securities Industry
Goodman & Nekvasil P.A, May Recover Investor Losses | Nathan Silva – Financial Advisor Nathan Silva Barred from the Securities Industry Nathan Silva CRD #5291177 From 2007 until Nathan Silva’s firing in 2014, Nathan Silva was licensed with Ameritas Investment Corp. According to FINRA’s records, Nathan Silva was fired by Ameritas Investment Corp. on November 20, 2014. Ameritas Investment Corp. reported …
Gregg Alan Beemer (Gregg Beemer) Formerly Licensed with Lincoln Investment, Barred from the Securities Industry — Goodman & Nekvasil P.A, May Recover Investor Losses on Promissory Notes
Goodman & Nekvasil P.A, May Recover Investor Losses on Promissory Notes – Gregg Alan Beemer (Gregg Beemer) Formerly Licensed with Lincoln Investment, Barred from the Securities Industry From 1993 until 2012, Gregg Beemer was licensed with Capital Analysts, Incorporated. Gregg Beemer was then licensed with Lincoln Investment. According to FINRA’s records, an arbitration claim was filed alleging that Gregg Beemer solicited and …
John Randall Gladden (Randy Gladden) Suspended from Securities Industry and Permitted to Resign from Securities Equity Group — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – John Randall Gladden (Randy Gladden) Suspended from Securities Industry and Permitted to Resign from Securities Equity Group From 2002 until Randy Gladden’s resignation in 2016, Randy Gladden was licensed with Securities Equity Group. According to FINRA’s records, Randy Gladden was permitted to resign from Securities Equity Group on March 15, 2016. Securities Equity …