Goodman & Nekvasil P.A, May Recover Investor Losses – John Randall Gladden (Randy Gladden) Suspended from Securities Industry and Permitted to Resign from Securities Equity Group
From 2002 until Randy Gladden’s resignation in 2016, Randy Gladden was licensed with Securities Equity Group. According to FINRA’s records, Randy Gladden was permitted to resign from Securities Equity Group on March 15, 2016. Securities Equity Group reported to FINRA that Randy Gladden was permitted to resign after Randy Gladden was named a respondent in a FINRA complaint alleging that Randy Gladden solicited seven investors to collectively invest more than $2.1 million in the companies he created, Church Development Fund, LLC, and Church Fund LLC, to make loans to churches. The FINRA complaint also alleges that Randy Gladden made false misrepresentations to his firm on Compliance Certifications, On the FINRA disciplinary action.
Randy Gladden consented to a 12-month suspension and a $15,000 monetary fine. FINRA also reports that the Arizona Corporation Commission Securities Division brought an enforcement action against Randy Gladden, ordering Randy Gladden’s registration as a securities salesman and his license as an investment representative revoked. Additionally, FINRA reports a pending enforcement action from the State of Alaska has a pending case against Randy Gladden.
If you lost any money on investments with Randy Gladden, including investments in Church Development Fund, LLC and Church Fund LLC, you may be able to recover your losses from Securities Equity Group. This is because Securities Equity Group had a duty to supervise Randy Gladden.
If you lost money on investments with Randy Gladden and believe that the investments may have been unsuitable or otherwise improper for you, including investments in Church Development Fund, LLC and Church Fund LLC, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Securities Equity Group concerning Randy Gladden’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Randy Gladden, including investments in Church Development Fund, LLC and Church Fund LLC, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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