Goodman & Nekvasil P.A, May Recover Investor Losses – Matthew Christopher Tucci (Matthew Tucci) of Tradition Asiel Securities Inc., Suspended by FINRA
From 2014 until 2015, Matthew Tucci was licensed with Tradition Asiel Securities Inc. Matthew Tucci was previously licensed with Avatar Capital Group LLC. FINRA brought a disciplinary action against Matthew Tucci. Matthew Tucci consented to a 4-month suspension and a $10,000 monetary fine. FINRA reports that Matthew Tucci consented to the entry of findings that Matthew Tucci engaged in six outside business activities involving real estate ventures without disclosing his participation to his member firms. The findings also stated that Matthew Tucci falsely represented on two compliance questionnaires in 2012 and 2013 that he has no outside business activities.
If you lost any money on investments with Matthew Tucci, you may be able to recover your losses from Tradition Asiel Securities Inc. and/or Avatar Capital Group LLC. This is because Tradition Asiel Securities Inc. and Avatar Capital Group LLC had a duty to supervise Matthew Tucci.
If you lost money on investments with Matthew Tucci, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Tradition Asiel Securities Inc. and/or Avatar Capital Group LLC, concerning Matthew Tucci’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Matthew Tucci and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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