Goodman & Nekvasil P.A., May Recover Investor Losses | Brad McDowell – Financial Advisor Brad McDowell Discharged from Firm Brad McDowell aka Brad William McDowell CRD #5413618 From 2012 until Brad McDowell’s firing in 2016, Brad McDowell was licensed with J.P. Morgan Securities LLC. Brad McDowell was previously licensed with Chase Investment Services Corp. and National Securities Corporation. According to FINRA’s …
Sean McCabe – Arbitration Claims Filed Involving Financial Advisor Sean McCabe
Goodman & Nekvasil P.A., May Recover Investor Losses | Sean McCabe – Arbitration Claims Filed Involving Financial Advisor Sean McCabe Sean McCabe CRD #5479643 Sean McCabe was licensed with National Securities Corporation from 2010 to 2014. Sean McCabe was subsequently licensed with Four Points Capital Partners LLC and is now licensed with Worden Capital Management LLC. FINRA reports that three …
Marshall Owen Isaacson (Marshall Isaacson) Licensed with National Securities Corporation – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Marshall Owen Isaacson (Marshall Isaacson), National Securities Corporation Marshall Isaacson has been licensed with Newbridge Securities Corporation since 2016. Marshall Isaacson was previously licensed with National Securities Corporation. FINRA reports that two arbitration claims were filed involving Marshall Isaacson’s conduct with National Securities Corporation, alleging suitability and unauthorized trading. These arbitration claims …
MAD Oregon, LLC – Goodman & Nekvasil P.A. May Recover Investor Losses on Membership Interests
Goodman & Nekvasil P.A. May Recover Investor Losses on Membership Interests – MAD Oregon, LLC MAD Oregon, LLC is a limited-liability company formed by Darrin Farrow in February 2015, to grow cannabis and supply it to dispensaries throughout Oregon. MAD Oregon, LLC solicited investors to purchase membership interests. Our Firm recently filed two arbitration claims against Royal Alliance Associates, Inc., with …
Darrin Barton Farrow (Darrin Farrow) Suspended by FINRA and Permitted to Resign from Royal Alliance Associates, Inc. for Selling MAD Oregon Investment – Goodman & Nekvasil P.A, Has Already Filed Two Arbitration Claims
Goodman & Nekvasil P.A, Has Already Filed Two Arbitration Claims – Darrin Barton Farrow (Darrin Farrow) Suspended by FINRA and Permitted to Resign from Royal Alliance Associates, Inc. for Selling the MAD Oregon Investment Our Firm recently filed two arbitration claims against Royal Alliance Associates, Inc. with one on behalf of an investor who invested $100,000 in MAD Oregon, LLC. Based …
William Mark Heiden (Mark Heiden) Licensed with Wedbush Securities Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – William Mark Heiden (Mark Heiden) Licensed with Wedbush Securities Inc. Since 2013, Mark Heiden has been licensed with Wedbush Securities Inc. Mark Heiden was previously licensed with Morgan Stanley. FINRA reports that four complaints and/or arbitration claims were filed involving Mark Heiden’s conduct with Wedbush Securities Inc. alleging wrongful, intentional fraudulent and …
Brandon Preston Long (Brandon Long) Charged with Fraud and Barred by the SEC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Brandon Preston Long (Brandon Long) Charged with Fraud and Barred by the SEC Brandon Long was formerly licensed with BCG Securities, Inc., LPL Financial LLC, and Jackson National Life Distributors LLC. FINRA reports that the SEC barred Brandon Long from association with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, …
Danny Scott Hood (Danny Hood) Barred from Securities Industry and Charged with Fraud by the SEC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Danny Scott Hood (Danny Hood) Barred from Securities Industry and Charged with Fraud by the SEC Danny Hood was formerly licensed with Summit Brokerage Services, Inc., BCG Securities, Inc., LPL Financial LLC, and Valic Financial Advisors, Inc. FINRA reports that Danny Hood was barred by the SEC from association with any broker, …
James Travis Flynn (Jim Flynn) Fired by Voya Financial Advisors, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses on REITS
Goodman & Nekvasil P.A., May Recover Investor Losses on REITS – James Travis Flynn (Jim Flynn) Fired by Voya Financial Advisors, Inc. From May 2013 until Jim Flynn’s firing in February 2017, Jim Flynn was licensed with Voya Financial Advisors, Inc. Jim Flynn is now licensed with IFS Securities and was previously licensed with Capital Investment Group, Inc. According to FINRA …
Robert Bragg – Arbitration Claims Filed Involving Financial Advisor Robert Bragg
Robert Bragg – Arbitration Claims Filed Involving Financial Advisor Robert Bragg | Goodman & Nekvasil P.A., May Recover Investor Losses Robert Bragg CRD #4767535 Robert Bragg was licensed with VSR Financial Services, Inc. from 2004 to 2016. Robert Bragg is now licensed with Newbridge Securities Corporation. FINRA reports that four complaints and/or arbitration claims were filed involving Robert Bragg’s conduct with VSR …