Goodman & Nekvasil P.A, May Recover Investor Losses – James Jeffery Nixon (James Nixon) Suspended from Securities Industry and Fired by Bridge Capital Associates, Inc.
From 2007 until James Nixon’s firing in 2013, James Nixon was licensed with Bridge Capital Associates, Inc. James Nixon is now licensed with Terranova Capital Equities, Inc. According to FINRA’s records, James Nixon was discharged by Bridge Capital Associates, Inc. on September 13, 2013. Bridge Capital Associates, Inc. reported to FINRA that James Nixon was fired after being accused of selling $700,000 in Blackridge Technologies, a Reg. D private placement, away from his employing brokerage dealer in violation of FINRA Rule 3040.
Subsequent to James Nixon’s firing, FINRA brought a disciplinary action against James Nixon. James Nixon consented to a 3-month suspension and a $15,000 monetary fine. FINRA reports that James Nixon consented to the entry of findings that James Nixon engaged in private securities transactions by selling $600,000 of convertible promissory notes of Blackridge Technologies. The findings also stated that the investor presentation for the promissory notes contained exaggerated and misleading statements about the issuer of the promissory notes, and failed to include a meaningful risk disclosure.
If you lost any money on investments with James Nixon, including investments in Blackridge Technologies promissory notes, you may be able to recover your losses from Bridge Capital Associates, Inc. and/or Terranova Capital Equities, Inc. This is because Bridge Capital Associates, Inc. and Terranova Capital Equities, Inc. had a duty to supervise James Nixon.
If you lost money on investments with James Nixon, including investments in Blackridge Technologies promissory notes, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Bridge Capital Associates, Inc. and/or Terranova Capital Equities, Inc., concerning James Nixon’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with James Nixon, including investments in Blackridge Technologies promissory notes, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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