Goodman & Nekvasil P.A, May Recover Investor Losses – Daniel George Kasbar (Daniel Kasbar) Barred from Securities Industry and Fired by LPL Financial LLC
From 2014 until Daniel Kasbar’s firing in 2015, Daniel Kasbar was licensed with LPL Financial LLC. Daniel Kasbar was previously licensed with H.D. Vest Investments Services. According to FINRA’s records, Daniel Kasbar was fired by LPL Financial LLC on May 29, 2015. LPL Financial LLC reported to FINRA that Daniel Kasbar was fired after being accused of engaging in an outside business activity beyond the scope of the firm’s approval without adequately disclosing the nature of such activity, in violation of the firm policy.
Subsequent to Daniel Kasbar’s firing, FINRA brought a disciplinary action against Daniel Kasbar. Daniel Kasbar consented to a bar from the securities industry. FINRA reports that Daniel Kasbar consented to the entry of findings that Daniel Kasbar failed to provide documents and information as requested by FINRA during its investigation into allegations that Daniel Kasbar engaged in an outside business activity beyond the scope of the approvals provided by his member firms.
If you lost any money on investments with Daniel Kasbar, including promissory notes, you may be able to recover your losses from LPL Financial LLC and/or H.D. Vest Investments Services. This is because LPL Financial LLC and H.D. Vest Investments Services had a duty to supervise Daniel Kasbar.
If you lost money on investments with Daniel Kasbar, including promissory notes, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC and/or H.D. Vest Investments Services, concerning Daniel Kasbar’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Daniel Kasbar, including promissory notes, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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