Goodman & Nekvasil P.A, May Recover Investor Losses – Anthony Gary Epps (Anthony Epps) Suspended from Securities Industry and Permitted to Resign from NYLIFE Securities LLC
From 1987 to 2009, and from 2012 until Anthony Epps’s resignation in 2013, Anthony Epps was licensed with NYLIFE Securities LLC. Anthony Epps was previously licensed with NYLIFE Distributors LLC. According to FINRA’s records, Anthony Epps was permitted to resign from NYLIFE Securities LLC on June 5, 2013. NYLIFE Securities LLC reported to FINRA that Anthony Epps was permitted to resign after being accused of communicating with a former client regarding Anthony Epp’s unapproved outside personal business activity/investment, NEXUS Health Juice, LLC. This former client later invested in NEXUS Health Juice, LLC.
Subsequent to Anthony Epps’s firing, FINRA brought a disciplinary action against Anthony Epps. Anthony Epps consented to a 1-year suspension. FINRA reports that Anthony Epps consented to the entry of findings that Anthony Epps participated in an undisclosed private securities transaction by facilitating the investment by at least four investors of $800,000 in NEXUS Health Juice, LLC.
If you lost any money on investments with Anthony Epps, including NEXUS Health Juice, LLC, you may be able to recover your losses from NYLIFE Securities LLC and/or NYLIFE Distributors LLC. This is because NYLIFE Securities LLC and NYLIFE Distributors LLC had a duty to supervise Anthony Epps.
If you lost money on investments with Anthony Epps, including NEXUS Health Juice, LLC, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against NYLIFE Securities LLC and/or NYLIFE Distributors LLC, concerning Anthony Epps’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Anthony Epps, including NEXUS Health Juice, LLC, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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