Hartman vREIT XXI, Inc. Reports Going Concern – May Recover Investor Losses

Hartman vREIT XXI, Inc. Reports  Going Concern – Goodman & Nekvasil, P.A., May Recover Investor Losses Hartman vREIT XXI, Inc. reports  “going concern” in their November 14, 2022 quarterly filing with the Securities and Exchange Commission.   Management concluded that there is, “substantial doubt about the Company’s ability to continue as a going concern”.  Hartman vReit XXI, Inc. made the going …

Priority Income Fund Shareholders Received Discouraging News Regarding the Liquidity of their Investments | May Recover Investor Losses

Priority Income Fund Shareholders Received Discouraging News Regarding the Liquidity of their Investments | Goodman & Nekvasil P.A. May Recover Investor Losses Priority Income Fund is a high risk, illiquid mutual fund that is not suitable for every investor.    Priority Income Fund shareholders received discouraging news recently regarding the liquidity of their investments. According to recent filings with the SEC the company “may, but …

GWG Holdings Senior Executives Resigned After Internal Review  | May Recover Investor Losses

GWG Holdings Senior Executives Resigned After Internal Review  | Goodman & Nekvasil P.A. May Recover Investor Losses According to a November 14, 2022 Press Release, two GWG Holdings senior executives resigned after an internal review. The resignations coincided with the amended filing of FORM 8-K/A which now includes exhibits which were incorrectly omitted. The  November 14, 2022 resignations of President …

SEC Charges Secured Income Group With Fraud | May Recover Investor Losses

SEC Charges Secured Income Group With Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses SEC Charges Secured Income Group with $100 Million Offering Fraud SEC Charges Secured Income Group with Fraud, alleging that the company touted to investors that it would pool their money to make real estate loans secured by first lien positions on underlying properties.  The …

National Realty Investment Advisors Issued Cease and Desist Order | May Recover Investor Losses

National Realty Investment Advisors Issued Cease and Desist Order | Goodman & Nekvasil P.A. May Recover Investor Losses According to the New Jersey Bureau of Securities: National Realty Investment Advisors Issued Cease and Desist Order, Citing Massive Nationwide Securities Fraud National Realty Investment Advisors issued cease and desist order involving a massive, nationwide securities fraud.  Respondents offered and sold at …

SEC Obtains Final Judgment Against Ross Barish | May Recover Investor Losses

SEC Obtains Final Judgment Against Ross Barish | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC: The SEC obtains final judgment against Ross Barish on August 10, 2022. The SEC complaint alleged that, from 2014 through July 2019, Barish recommended to customers a pattern of high cost, in-and-out trading without any reasonable basis to believe that …

Daniel Minich Suspended – Broker/Financial Advisor | May Recover Investor Losses

Daniel Minich Suspended – Broker/Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Daniel Minich  a/k/a Daniel T Minich CRD#: 6465746  is a licensed broker with AMERIPRISE FINANCIAL SERVICES, LLC CRD# 6363. Daniel Minich Suspended by FINRA Alleging Participation in Private Securities Transactions According to FINRA: Daniel Minich was suspended by FINRA after a complaint alleging participation in three …

Ronald Bailey – Financial Advisor/Broker Suspended by FINRA | May Recover Investor Losses

Ronald Bailey – Financial Advisor/Broker Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Ronald Bailey a/k/a Ronald Coy Bailey CRD #6270312 is a previously licensed financial advisor with NYLIFE SECURITIES LLC (CRD#:5167). According to Ronald Bailey’s BrokerCheck Report, Robert Bailey was suspended by FINRA for 12 months on September 9, 2022. According to FINRA: Ronald Bailey …

Financial Advisor/Broker David Geake has Customer Complaints – | May Recover Investor Losses

Financial Advisor/Broker David Geake has Customer Complaints – | Goodman & Nekvasil P.A., May Recover Investor Losses David Geake a/k/a David Richard Geake CRD # 3088891 Financial advisor/broker David Geake is a licensed broker with American Trust Investment Services, Inc. (CRD # 3001) According to FINRA’s BrokerCheck Report, David Geake had 15 customer complaints filed alleging unsuitable Investments, Breach of …

SEC Charges Western International Securities, Inc. with selling GWG Holdings L-Bonds| May Recover Investor Losses

SEC Charges Western International Securities, Inc. with selling GWG Holdings L-Bonds| Goodman & Nekvasil P.A. May Recover Investor Losses SEC Charges Western International Securities and Five Registered Representatives: The U.S. Securities and Exchange Commission charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – …