GK Investment Holdings, LLC Warns Bond Investors | May Recover Investor Losses

GK Investment Holdings, LLC Warns Bond Investors | Goodman & Nekvasil P.A. May Recover Investor Losses GK Investment Holdings, LLC Warns Bond Investors of Possible Default Under Trust Indenture if Agreement to Extend Maturity Date is Not Reached with 90% of Bondholders.  Excerpt from April 28, 2022, letter to investors: “Pursuant to that certain Offering Memorandum and Consent Solicitation Statement …

Financial Advisor/Broker John Orlando has Customer Complaints | May Recover Investor Losses

Financial Advisor/Broker John Orlando has Customer Complaints | Goodman & Nekvasil P.A., May Recover Investor Loss According to Orlando’s BrokerCheck Report, six customer complaints have been filed alleging that the investments purchased in the customer accounts were unsuitable. John Orlando a/k/a John Anthony Orlando CRD # 2002197 Financial Advisor/Broker John Orlando Has A Pending FINRA Complaint According to FINRA, John …

Scott Hananel Suspended – Broker/Financial Advisor | May Recover Investor Losses

Scott Hananel Suspended – Broker/Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses According to FINRA:  From July 2014 through December 2018, Hananel’s short term trading in the firm accounts of six customers was excessive and unsuitable given the customers’ investment profiles.  The short-term trading generated significant losses and trading costs in the form of commissions, markups, and …

Eric Nicolassy Suspended – Broker/Financial Advisor | May Recover Investor Losses

Eric Nicolassy Suspended – Broker/Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Eric Nicolassy Suspended by FINRA for Alleged Excessive and Unsuitable Trading Eric Nicolassy a/k/a Eric Edward Nicolassy CRD#: 6244539 Eric Nicolassy was a licensed broker with Woodstock Financial Group, Inc. (CRD#:38095). According to FINRA:  Between August 2018 and July 2019, while associated with Woodstock Financial …

Arkady Ginsburg Suspended – Broker/Financial Advisor | May Recover Investor Losses

Arkady Ginsburg Suspended – Broker/Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Arkady Ginsburg Suspended by FINRA for Alleged Excessive and Unsuitable Trading According to FINRA:  Arkady Ginsburg engaged in excessive and unsuitable trading in the accounts of three of his customers at Aegis Capital Corp. Two of the customer accounts were heavily margined, generated high cost-to-equity …

David McDonnell is Barred | Financial Advisor/Broker Barred | May Recover Losses

David McDonnell is Barred | Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses   According to the Financial Industry Regulatory Authority (FINRA), David McDonnell is barred from working in the securities industry. David McDonnell a/k/a David Robert McDonnell a/k/a Dave McDonnell – CRD 1757401 David McDonnell consented to the sanction and to the entry of findings …

Marc Reda – Financial Advisor/Broker has Customer Complaints and is Barred by FINRA | May Recover Investor Losses

Marc Reda – Financial Advisor/Broker has Customer Complaints and is Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Marc Reda a/k/a Marc Augustus Reda CRD # 2757330 According to the Financial Industry Regulatory Authority (FINRA), Broker Marc A. Reda is barred from working in the securities industry. According to a FINRA complaint filed on June 15, 2021, …

Chadwick Collins – Financial Advisor/Broker Has Customer Complaints | May Recover Losses

Chadwick Collins – Customer Complaints/Disputes Filed Involving Financial Advisor/Broker Chadwick Collins | Goodman & Nekvasil P.A., May Recover Investor Losses Chadwick Collins a/k/a Chadwick C Collins CRD#: 2597677 Chadwick Collins is a licensed financial advisor/broker with Wedbush Securities, Inc CRD#: 877 Collins is a securities broker registered in California and Arizona. According to Collins’s BrokerCheck Report, five customer complaints/disputes have …

Mario Rivero Charged by SEC with Misappropriating Investor Funds | May Recover Investor Losses

Mario Rivero Charged by SEC with Misappropriating Investor Funds| Goodman & Nekvasil P.A. May Recover Investor Losses SEC Charges Mario Rivero: The U.S. Securities and Exchange Commission yesterday charged Mario Rivero, a former New Jersey broker and investment adviser with misappropriating at least $680,000 from his advisory clients and brokerage customers, some of whom were elderly or suffering from memory …

SmartStop Self Storage REIT Suspends Share Redemption Program | May Recover Investor Losses

SmartStop Self Storage REIT Suspends Share Redemption Program | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended SmartStop Self Storage REIT. According to the recent SEC Form 8-K: According to an 8-K filing with the SEC last week, the board of directors of …