IGF Investment Grade Fund I, LP Investigation | May Recover Investor Losses

IGF Investment Grade Fund I, LP Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as IGF Investment Grade Fund I, LP. According to the most recent SEC Form REG D/A: IGF Investment Grade Fund I, LP failed to …

Donovan Kelly – Broker/Financial Advisor Suspended For Recommending Private Placement Purchases In Oil & Gas Company Promissory Notes | May Recover Investor Losses

Donovan Kelly – Broker/Financial Advisor Suspended for Recommending Private Placement Purchases in Oil & Gas Company Promissory Notes | Goodman & Nekvasil P.A., May Recover Investor Losses Donovan Kelly a/k/a Donovan Thomas Kelly CRD # 2622366 Donovan Kelly a/k/a Donovan Thomas Kelly is a licensed broker with INDEPENDENT FINANCIAL GROUP, LLC., CRD#: 7717 FINRA Suspends Donovan Kelly According to FINRA:  …

Bentley Blackmon – Broker/Financial Advisor Suspended | May Recover Losses

Bentley Blackmon – Broker/Financial Advisor Suspended | Goodman & Nekvasil P.A., May Recover Investor Losses Bentley Blackmon a/k/a Bentley Edward Blackmon CRD # 2627221 Bentley Blackmon a/k/a Bentley Edward Blackmon was a licensed broker with STEPHENS (CRD# 3496) until 9/29/2020.  Stephens Inc. terminated Bentley Blackmon alleging that Blackmon violated FINRA Rule 3280 and Firm policies as part of his participation …

Joe Degregorio – Financial Advisor/Broker Charged by SEC | May Recover Investor Losses

Joe Degregorio – Financial Advisor/Broker Charged by SEC | Goodman & Nekvasil P.A., May Recover Investor Losses Joe Degregorio a/k/a Joseph Orazio Degregorio CRD # 3219963 Joe Degregorio a/k/a Joseph Orazio Degregorio was a licensed financial advisor with GARDEN STATE SECURITIES, INC. A recent SEC Complaint alleges that Joseph DeGregorio a/k/a Joe Degregorio, 45, of Freehold, NJ, solicited $1.2 million …

Michael Mandel – Financial Advisor/Broker Suspended from Securities Industry | May Recover Investor Losses

Michael Mandel – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Mandel a/k/a Michael Walter Mandel CRD # 4939165 Michael Mandel a/k/a Michael Walter Mandel was a licensed financial advisor with LPL FINANCIAL LLC.  Michael Mandel was discharged from LPL FINANCIAL LLC on January 19, 2022. LPL Allegations:  Mandel solicited and introduced …

Andrew Elsoffer – Financial Advisor/Broker Suspended from Securities Industry | May Recover Investor Losses

Andrew Elsoffer – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Andrew Elsoffer a/k/a Andrew Bruce Elsoffer CRD # 2580009 Andrew Elsoffer a/k/a Andrew Bruce Elsoffer was a licensed financial advisor with Stifel, Nicolaus & Company, Incorporated. John Quinn was discharged from Stifel, Nicolaus & Company, Incorporated in October, 2018. Stifel, Nicolaus & …

James R Kirchner – Customer Disputes Filed Involving Financial Advisor/Broker James R Kirchner | May Recover Investor Losses

James R Kirchner – Customer Disputes Filed Involving Financial Advisor/Broker James R Kirchner | Goodman & Nekvasil P.A., May Recover Investor Losses James R Kirchner a/k/a JR Kirchner CRD # 2852217 James R Kirchner a/k/a JR Kirchner was a licensed financial advisor with Cabot Lodge Securities LLC. According to Kirchner’s BrokerCheck Report, ten customer disputes have been filed alleging alternative …

SEC Charges Infinity Q Founder with Massive Fraud | May Recover Investor Losses

SEC Charges Infinity Q Founder with Massive Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC: The Securities and Exchange Commission charged James Velissaris, the former Chief Investment Officer and founder of Infinity Q Capital Management, with overvaluing assets by more than $1 billion while pocketing tens of millions of dollars in fees. The SEC’s …

Colin Seibert – Customer Dispute Filed Involving Financial Advisor/Broker Colin Seibert | May Recover Investor Loss

Colin Seibert – Customer Dispute Filed Involving Financial Advisor/Broker Colin Seibert | Goodman & Nekvasil P.A., May Recover Investor Loss William Colin Seibert a/k/a Colin Seibert CRD # 2710335 William Colin Seibert a/k/a Colin Seibert is a licensed financial advisor with Raymond James & Associates, Inc. According to Colin Seibert’s BrokerCheck Report, a customer dispute has been filed alleging suitability …

Christopher Bond – Customer Dispute Filed Involving Financial Advisor/Broker Christopher Bond | May Recover Investor Loss

Christopher Bond – Customer Dispute Filed Involving Financial Advisor/Broker Christopher Bond | Goodman & Nekvasil P.A., May Recover Investor Loss Christopher Bond a/k/a Christopher Edward Bond CRD # 4658534 Christopher Bond a/k/a Christopher Edward Bond is a licensed financial advisor with National Securities Corporation (CRD# 7569). According to Christopher Bond’s BrokerCheck Report, a customer dispute has been filed alleging suitability …