Robert John Spencer- Financial Advisor/Broker Investigated by FINRA | May Recover Investor Losses

Robert John Spencer- Financial Advisor/Broker Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert Spencer a/k/a Robert John Spencer CRD #431878 Robert John Spencer a/k/a Robert Spencer is a previously licensed financial advisor with  According to Robert Spencer’s BrokerCheck Report, Robert Spencer was investigated and consented to a Bar (permanent) by FINRA beginning on February 14, …

SEC Obtains Final Judgment Against George S. Blankenbaker for Fraud | May Recover Investor Losses

SEC Obtains Final Judgment Against George S. Blankenbaker for  Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC: On January 21, 2022, the U.S. District Court for the Southern District of Indiana entered a final consent judgment against George S. Blankenbaker, an Indianapolis-area resident, and three of his companies who were previously charged by the …

Choice Energy III LLC – SEC Action | May Recover Investor Losses

Choice Energy III LLC – SEC Action | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Securities and Exchange Commission: The proceedings concern material misrepresentations and omissions made in connection with unregistered oil and gas securities offerings. Between 2016 and 2019 (the “Relevant Period”), Resolute Capital Partners LTD, LLC and salespeople acting on their behalf sold more than …

HBR VI, LLC – SEC Action | May Recover Investor Losses

HBR VI LLC – SEC Action | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Securities and Exchange Commission: The proceedings concern material misrepresentations and omissions made in connection with unregistered oil and gas securities offerings. Between 2016 and 2019 (the “Relevant Period”), Resolute Capital Partners LTD, LLC and salespeople acting on its behalf sold more than …

David Kennon – Customer Disputes Filed Involving Financial Advisor/Broker David Kennon | May Recover Investor Loss

David Kennon – Customer Disputes Filed Involving Financial Advisor/Broker David Kennon | Goodman & Nekvasil P.A., May Recover Investor Loss David Kennon a/k/a David Robert Kennon CRD #4459476 David Kennon a/k/a David Robert Kennon was a previously licensed financial advisor with First Allied Securities, Inc. According to David Kennon’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations …

Jesus Rodriguez – Financial Advisor/Broker Barred from Securities Industry | May Recover Losses

Jesus Rodriguez – Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jesus Rodriguez a/k/a Jesus Rodriquez CRD # 4888685 Jesus Rodriguez a/k/a Jesus Rodriquez was a licensed financial advisor with Morgan Stanley. According to FINRA: Rodriguez consented to the sanction and to the entry of findings that he refused to provide information and …

Florida Securities Attorney | May Recover Investor Losses

Florida Securities Attorney | Goodman & Nekvasil P.A. May Recover Investor Losses Florida Securities Attorney – Free Consultation 800-500-4442 The Florida securities attorney at Goodman & Nekvasil P.A. represents individuals involved in securities arbitration before the Financial Industry Regulatory Authority (FINRA). Our securities attorney handles securities arbitrations in Miami, Orlando. Jacksonville, Tampa, Naples, Fort Lauderdale, Boca Raton, Tallahassee, Lake Worth, …

Tuscan Gardens Growth & Income Fund, LLC Investigation | May Recover Investor Losses

Tuscan Gardens Growth & Income Fund, LLC Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as Tuscan Gardens Growth & Income Fund, LLC. According to FINRA:   A customer of Delta Securities Company, LLC filed an arbitration claim to …

Sean Casterline – Financial Advisor/Broker Suspended from Securities Industry | May Recover Losses

Sean Casterline – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Sean Casterline a/k/a Sean Donovan Casterline CRD # 2212919 Sean Casterline a/k/a Sean Donovan Casterline is a licensed financial advisor with Delta Securities Company, LLC. According to FINRA: From May 2018 to June 2019, Casterline participated in private securities transactions by soliciting …

Andrew Pravlik – Customer Disputes Filed Involving Financial Advisor/Broker Andrew Pravlik | Recover Investor Losses

Andrew Pravlik – Customer Disputes Filed Involving Financial Advisor/Broker Andrew Pravlik | Goodman & Nekvasil P.A., May Recover Investor Loss Andrew Pravlik a/k/a Andrew James Pravlik CRD #2360456 Andrew Pravlik a/k/a Andrew James Pravlik is a licensed financial advisor with Coastal Equities, Inc. Andrew Pravlik was previously licensed with Prospera Financial Services, Inc.  Prospera discharged Pravlik for violation of firm …