MILKA MICIC Has A Pending Investor Complaint – May Recover Investor Losses J.P. MORGAN SECURITIES LLC broker, MILKA MICIC Has A Pending Investor Complaint. The customer has requested $10 Million for alleged damages. Milka L Micic MILKA L. MICIC, MILKA MICIC CRD#: 4929945 Milka L Micic (CRD#: 4929945), a broker with J.P. MORGAN SECURITIES LLC in Chicago, IL, has a …
MARY WEBB DUFFMAN Has A Pending Investor Complaint – May Recover Investor Losses
MARY WEBB DUFFMAN Has A Pending Investor Complaint – May Recover Investor Losses MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED broker, MARY WEBB DUFFMAN. MARY WEBB DUFFMAN MARY JOANN WEBB-ZELINSKY, MARY JOANN ZELINSKY CRD#: 4651571 MARY JOANN WEBB-ZELINSKY (CRD#: 4651571), a broker with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in RALEIGH, NC, has a pending investor complaint. According to …
MATT GIMMELLI Has A Pending Investor Complaint – May Recover Investor Losses
MATT GIMMELLI Has A Pending Investor Complaint – May Recover Investor Losses MORGAN STANLEY broker, MATT GIMMELLI Has A Pending Investor Complaint. The complainants have requested $1 Million for alleged damages. MATTHEW ALFENSO GIMMELLI MATT GIMMELLI, MATTHEW GIMMELLI, MATTHEW A. ALFENSO GIMMELLI CRD#: 2740441 MATTHEW ALFENSO GIMMELLI (CRD#: 2740441), a broker with MORGAN STANLEY in Scottsdale, AZ, has a pending …
JAY PORTER Has A Pending Investor Complaint – May Recover Investor Losses
JAY PORTER Has A Pending Investor Complaint – May Recover Investor Losses REALTA EQUITIES, INC. broker, JAY PORTER Has A Pending Investor Complaint. JAY REID PORTER CRD#: 1123708 JAY REID PORTER (CRD#: 6127657), a broker with REALTA EQUITIES, INC. in BELLEVUE, WA, has a pending investor complaint. According to PORTER’s FINRA BrokerCheck report, Claimant alleges misconduct including negligence, breach of …
BRENDAN JONES Has A Pending Investor Complaint – May Recover Investor Losses
BRENDAN JONES Has A Pending Investor Complaint – May Recover Investor Losses WELLS FARGO CLEARING SERVICES, LLC broker, BRENDAN JONES Has A Pending Investor Complaint. BRENDAN ANDREW JONES Brendan Andrew Jones CRD#: 6127657 BRENDAN ANDREW JONES (CRD#: 6127657), a broker with WELLS FARGO CLEARING SERVICES, LLC in Winter Park, FL, has a pending investor complaint. According to Jones’ FINRA BrokerCheck …
ROBERT BINKELE Has A Pending $2.5 Million Investor Complaint – May Recover Investor Losses
ROBERT BINKELE Has A Pending $2.5 Million Investor Complaint – May Recover Investor Losses ASHTON STEWART & CO., INC. broker, ROBERT BINKELE Has A Pending $2.5 Million Investor Complaint. ROBERT JOSEPH BINKELE CRD#: 2393598 Binkele is also an investment advisor with DST WEALTH MANAGEMENT LLC out of Indian Wells, CA. Binkele Has a Settled Customer Complaint Involving A Deferred Sales …
MOTAZ ASHRI Terminated After MORGAN STANLEY SMITH BARNEY Allegations – Goodman & Nekvasil, P.A.
MOTAZ ASHRI Terminated After MORGAN STANLEY SMITH BARNEY Allegations – Goodman & Nekvasil, P.A. MOTAZ ASHRI Terminated After MORGAN STANLEY SMITH BARNEY Allegations. Ashri was terminated related to details of the representative’s reporting of an outside private securities investment, according to allegations from Ashri’s former broker dealer. MOTAZ ASHRI (CRD#: 8018725), a former broker for MORGAN STANLEY SMITH BARNEY in …
Markus Byrd Has Two Pending Investor Complaints – May Recover Investor Losses
Markus Byrd Has Two Pending Investor Complaints – May Recover Investor Losses Former KESTRA INVESTMENT SERVICES, LLC broker, Markus Byrd Has Two Pending Investor Complaints. Both pending complainants are alleging unsuitable recommendations. MARKUS GRACEN BYRD CRD#: 2177376 MARKUS GRACEN BYRD (CRD#: 2177376), a former broker with KESTRA INVESTMENT SERVICES, LLC in Dallas, TX, has two pending investor complaints. According to …
Reid Rasner Terminated After LPL FINANCIAL CORPORATION Allegations – Goodman & Nekvasil, P.A.
Reid Rasner Terminated After LPL FINANCIAL CORPORATION Allegations – Goodman & Nekvasil, P.A. Reid Rasner Terminated After LPL FINANCIAL CORPORATION Allegations. Rasner was terminated after the firm alleged that the broker engaged in unapproved outside business activity. Reid W. Rasner (CRD#: 6887076), a former broker for LPL FINANCIAL CORPORATION in CASPER, WY was terminated after employer allegations. LPL FINANCIAL CORPORATION alleged …
DEBORAH STACKPOLE Has A Pending Investor Complaint – May Recover Investor Losses
DEBORAH STACKPOLE Has A Pending Investor Complaint – May Recover Investor Losses STONECREST CAPITAL MARKETS, INC. broker, DEBORAH STACKPOLE Has A Pending Investor Complaint. DEBORAH ANN STACKPOLE DEBORAH BROWN, DEBORAH NMN STACKPOLE, DEBORAH STACKPOLE CRD#: 4969850 DEBORAH ANN STACKPOLE (CRD#: 4969850), a broker with STONECREST CAPITAL MARKETS, INC. in Austin, TX, has a pending investor complaint. According to Stackpole’s FINRA …