DEYON ROBERTSON – FORMER FINALIS SECURITIES BROKER SUSPENDED BY FINRA – MAY RECOVER LOSSES
DEYON ROBERTSON – FORMER FINALIS SECURITIES BROKER SUSPENDED BY FINRA – MAY RECOVER LOSSES.
Call 800-500-4442 if you believe you suffered investment losses because of unsuitable investment recommendations from a broker or financial adviser.
Deyon Robertson (CRD#: 7493659), a former broker associated with Finalis Securities LLC, was disciplined by the Financial Industry Regulatory Authority (FINRA) for recommending an illiquid private real estate fund that FINRA found was not in a retail customer’s best interest and for participating in an outside securities transaction without providing the required written notice to his firm.
According to FINRA disciplinary action No. 2024080112401, accepted on October 21, 2026, Robertson received a five-month suspension, a $10,000 fine, and an order to pay $2,400 plus interest in partial restitution to a customer.
The action concerned a $48,000 investment recommendation that represented more than 25% of the customer’s liquid net worth. FINRA found that Robertson failed to adequately consider the customer’s financial circumstances and liquidity needs. The customer later sought to withdraw part of her investment because of financial hardship but was unable to liquidate it.
FINRA also found that Robertson solicited three Finalis customers to invest $44,000 each in an outside house-flipping venture without first providing the firm with written notice of the transaction.
Robertson accepted FINRA’s findings through a Letter of Acceptance, Waiver, and Consent without admitting or denying them.
Investors who purchased private placements or real estate investments recommended by Robertson and believe those investments were unsuitable for their financial circumstances may wish to consult an attorney about their options for recovering losses.
Goodman & Nekvasil, P.A. represents investors in claims involving unsuitable investments, private placements, and broker misconduct. Call 800-500-4442 for a free consultation.
DEYON ROBERTSON – FORMER FINALIS SECURITIES BROKER SUSPENDED BY FINRA – MAY RECOVER LOSSES.
Goodman & Nekvasil, P.A. is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $600 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/22/26. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.