JASE SIMMONS JR – ALEXANDER CAPITAL, L.P. Broker Has An Investment Complaint – May Recover Losses
JASE SIMMONS JR – ALEXANDER CAPITAL, L.P. Broker Has An Investment Complaint.
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
JAMES HAMPTON SIMMONS JR
JASE SIMMONS JR
CRD#: 2438224
JAMES HAMPTON SIMMONS JR (CRD#: 2438224), a broker with ALEXANDER CAPITAL, L.P. in Red Bank, NJ, has an investment complaint. According to Simmons’ FINRA BrokerCheck report, Claimant alleges violations of state and federal securities regulations and FINRA rules, negligence, breach of fiduciary duty, failure to protect assets, and breach of contract. Time frame 5/2021 through present.
The claimant is requesting $19,000,000.00 for alleged damages.
Broker Comment:
I have reviewed the allegations set forth in the Statement of Claim. While I am not a respondent in this matter, I feel it is imperative to clarify that the narrative presented is inaccurate and fundamentally flawed. The events did not occur as alleged. I can state unequivocally that the assertions regarding my involvement are without merit, unsubstantiated, and contradicted by the factual record. Any implication of wrongdoing on my part is entirely baseless.
Goodman & Nekvasil, P.A. investigates claims involving financial advisers and brokerage firms and may be able to help investors seek recovery through FINRA arbitration.
Investors who believe they suffered losses after recommendations by their financial adviser can contact Goodman & Nekvasil, P.A. at 800-500-4442 for a free evaluation of their potential investment loss claim.
JASE SIMMONS JR – ALEXANDER CAPITAL, L.P. Broker Has An Investment Complaint.
Goodman & Nekvasil, P.A. is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $600 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/29/26. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.