Russell Sadler – Russell Leo Sadler Formerly Licensed Financial Advisor, FINRA Revokes Registration of Russell Sadler | Goodman & Nekvasil, P.A. May Recover Investor Losses
Russell Sadler CRD #2600742
From 2014 until 2016, Russell Sadler was licensed with Independent Financial Group, LLC. Russell Sadler was previously licensed with Cambridge Investment Research, Inc. and LPL Financial LLC. FINRA brought a disciplinary action against Russell Sadler. Russell Sadler consented to the entry of findings that Russell Sadler invested at least $200,000 in securities issued by a company, Plymouth Rock Studios, that proposed to build a movie studio in Plymouth, Massachusetts. The findings also state that Russell Sadler collected approximately $249,000 from several of LPL Financial LLC’s customers to invest in Plymouth Rock Studios. FINRA reports that that Russell Sadler did not receive approval from the firm for the private securities transactions. Russell Sadler consented to a 12-month suspension and a $25,000 monetary fine, however, Russel Sadler failed to pay the fines and Russel Sadler’s registration was revoked by FINRA.
If you lost any money on investments with Russell Sadler, you may be able to recover your losses from Independent Financial Group, LLC, LPL Financial LLC and/or Cambridge Investment Research, Inc. This is because Independent Financial Group, LLC, LPL Financial LLC and Cambridge Investment Research, Inc. had a duty to supervise Russell Sadler.
If you lost money on investments with Russell Sadler, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Independent Financial Group, LLC, LPL Financial LLC and/or Cambridge Investment Research, Inc., concerning Russell Sadler’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on any investments with Russell Sadler and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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