Goodman & Nekvasil P.A, May Recover Investor Losses – John A. Crumb (John Crumb) Suspended from Securities Industry and Fired by LPL Financial LLC
From 2013 until John Crumb’s firing in 2016, John Crumb was licensed with LPL Financial LLC. John Crumb was previously licensed with Securities America, Inc. According to FINRA’s records, John Crumb was fired by LPL Financial LLC on May 26, 2016. LPL Financial LLC reported to FINRA that John Crumb was fired after being accused of solicitation of private securities transactions without firm approval, in violation of firm policy.
Subsequent to John Crumb’s firing, FINRA brought a disciplinary action against John Crumb. John Crumb consented to a 4-month suspension and a $12,500 monetary fine. FINRA reports that John Crumb consented to the entry of findings that John Crumb solicited sales, on behalf of a third party, of a private offering of shares of a nutritional and natural products company.
If you lost any money on investments with John Crumb, you may be able to recover your losses from LPL Financial LLC and/or Securities America, Inc. This is because LPL Financial LLC and Securities America, Inc. had a duty to supervise John Crumb.
If you lost money on investments with John Crumb, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC and/or Securities America, Inc., concerning John Crumb’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with John Crumb and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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