Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Philip Capolongo (Michael Capolongo) Formerly Licensed with Laidlaw & Company (UK) Ltd. Since 2016, Michael Capolongo has been licensed with Worden Capital Management LLC. Michael Capolongo was previously licensed with First Standard Financial Company LLC, and Laidlaw & Company (UK) Ltd. FINRA reports that two arbitration claims were filed involving Michael …
Philip Marcus Winstead (Phil Winstead) Permitted to Resign from Commonwealth Financial Network – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Philip Marcus Winstead (Phil Winstead) Permitted to Resign from Commonwealth Financial Network From January 2017 until Phil Winstead’s resignation in March 2017, Phil Winstead was licensed with Commonwealth Financial Network. Phil Winstead was previously licensed with Cambridge Investment Research, Inc. According to FINRA’s records, Phil Winstead resigned from Commonwealth Financial Network on …
John Kai – Financial Advisor John Kai Fired by First Allied Securities, Inc.
John Kai – Financial Advisor John Kai Fired by First Allied Securities, Inc. | Goodman & Nekvasil P.A, May Recover Investor Losses John Kai CRD #2163244 From 2010 until John Kai’s firing in 2017, John Kai was licensed with First Allied Securities, Inc. According to FINRA’s records, John Kai was fired by First Allied Securities, Inc. on April 19, 2017. First …
Rocco Joseph LiCalsi Jr. (Rocco LiCalsi) Fired by Cetera Advisor Networks LLC – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Rocco Joseph LiCalsi Jr. (Rocco LiCalsi) Fired by Cetera Advisor Networks LLC From 2014 until Rocco LiCalsi’s firing in 2015, Rocco LiCalsi was licensed with Cetera Advisor Networks LLC. Previously, Rocco LiCalsi was licensed with LaSalle St. Securities, L.L.C. from 2009 until 2013. According to FINRA’s records, Rocco LiCalsi was fired by Cetera …
Joseph Pappalardo – Financial Advisor Joseph Pappalardo Barred from the Securities Industry
Joseph Pappalardo – Financial Advisor Joseph Pappalardo Barred from the Securities Industry | Goodman & Nekvasil P.A, May Recover Investor Losses Joseph Pappalardo CRD #2088747 From 2008 until Joseph Pappalardo’s fired in 2012, Joseph Pappalardo was licensed with Financial Network Investment Corporation. According to FINRA’s records, Joseph Pappalardo was fired by Financial Network Investment Corporation on August 15, 2012. Financial Network …
Daniel James Niemi (Daniel Niemi) Fired by Cetera Advisor Networks LLC — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Daniel James Niemi (Daniel Niemi) Fired by Cetera Advisor Networks LLC From 2013 until Daniel Niemi’s firing in 2015, Daniel Niemi was licensed with Cetera Advisor Networks LLC. According to FINRA’s records, Daniel Niemi was fired by Cetera Advisor Networks LLC on March 23, 2015. Cetera Advisor Networks LLC reported to FINRA …
Gerald Joseph Lodovico (Gerald Lodovico), Formerly Licensed with Trustmont Financial Group Inc., Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Gerald Joseph Lodovico (Gerald Lodovico), Formerly Licensed with Trustmont Financial Group Inc., Barred from Securities Industry From 2010, Gerald Lodovico was licensed with Trustmont Financial Group, Inc. until leaving in December 2012. According to FINRA’s records, the State of Pennsylvania filed a disciplinary action against Gerald Lodovico alleging that that Gerald Lodovico offered …
Gregory Alan Levine (Gregory Levine) Fired by First Allied Securities, Inc. — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Gregory Alan Levine (Gregory Levine) Fired by First Allied Securities, Inc. According to FINRA’s records, Gregory Levine was fired by First Allied Securities, Inc. on June 21, 2017. First Allied Securities, Inc. reported to FINRA that Gregory Levine was fired for violating firm policy by engaging in an alleged unapproved private securities …
Robert David Child (Robert Child) Formerly Licensed with National Securities Corporation – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Robert David Child (Robert Child) Formerly Licensed with National Securities Corporation From 2012 to 2017, Robert Child was licensed with National Securities Corporation. Robert Child was previously licensed with VFinance Investments, Inc. FINRA reports that three arbitration claims were filed involving Robert Child’s conduct with National Securities Corporation and/or VFinance Investments, Inc. …
Robert Rodriguez Fired by First Allied Securities, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Robert Rodriguez Fired by First Allied Securities, Inc. From January 2014 until Robert Rodriguez’ firing in December 2014, Robert Rodriguez was licensed with First Allied Securities, Inc. Robert Rodriguez was previously licensed with Cetera Advisors, LLC. According to FINRA’s records, Robert Rodriguez was fired by First Allied Securities, Inc. on December 16, …