Michael McTigue – Financial Advisor Michael McTigue Resigned from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses
Michael McTigue CRD #3031287
From 2016 until Michael McTigue’s resignation in 2017, Michael McTigue was licensed with ProEquities, Inc. Between 2010 and 2017 Michael McTigue was also licensed with Lincoln Investment and Investacorp, Inc. According to FINRA’s records, Michael McTigue resigned from ProEquities, Inc. on August 8, 2017. ProEquities, Inc. reported to FINRA that during a branch inspection of Michael McTigue’s office, the firm discovered issues relating to the following: (1) use of unapproved email address; (2) use of unapproved performance report; (3) customer signature discrepancies on firm paperwork; (4) frequent trading of mutual fund A shares; (5) breakpoint sales of mutual funds; (6) unapproved marketing materials; (7) undisclosed outside business activities; (8) text messaging a customer. When ProEquities, Inc. presented these issues to Michael McTigue and requested an explanation, Michael McTigue resigned prior to submitting an explanation of identified issues.
If you lost any money on investments with Michael McTigue, you may be able to recover your losses from ProEquities, Inc., Lincoln Investment and/or Investacorp, Inc. This is because ProEquities, Inc., Lincoln Investment and Investacorp, Inc. had a duty to supervise Michael McTigue.
If you lost money on investments with Michael McTigue and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against ProEquities, Inc., Lincoln Investment and/or Investacorp, Inc., concerning Michael McTigue’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on any investments with Michael McTigue and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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