Michael Ott – Financial Advisor Michael Ott Resigned from Firm | Goodman & Nekvasil P.A, May Recover Investor Losses
Michael Ott CRD #5131748
From 2006 until Michael Ott’s resignation in 2016, Michael Ott was licensed with AXA Advisors, LLC. According to FINRA’s records, Michael Ott resigned from AXA Advisors, LLC on February 1, 2016. AXA Advisors, LLC reported to FINRA that Michael Ott resigned during an investigation by Missouri Secretary of State: Securities Division. FINRA reports that the Missouri Secretary of State: Securities Division brought a disciplinary action against Michael Ott. Michael Ott consented to a $1,000 fine for failing to timely update his U4 as to an outside business activity.
If you lost any money on investments with Michael Ott, you may be able to recover your losses from AXA Advisors, LLC This is because AXA Advisors, LLC had a duty to supervise Michael Ott.
If you lost money on investments with Michael Ott, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against AXA Advisors, LLC, concerning Michael Ott’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on any investments with Michael Ott and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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