Goodman & Nekvasil P.A. May Recover Investor Losses on Commodity Trading – Opes Capital Group, LLC Commodity Trading Advisor Opes Capital Group, LLC was formed by Joshua Farahi in July 2009. Opes Capital Group, LLC is a futures and commodity trading advisor. Mehrdad Michael Farhat also worked for Opes Capital Group, LLC. FINRA suspended Joshua Farahi and Michael Farhat for their …

Goodman & Nekvasil P.A, May Recover Investor Losses on Commodity Trading – Joshua Allen Farahi (Joshua Farahi) Suspended by FINRA and Fired by LPL Financial LLC From 2010 until Joshua Farahi’s firing in 2012, Joshua Farahi was licensed with LPL Financial LLC.  According to FINRA’s records, Joshua Farahi was fired by LPL Financial LLC on April 5, 2012. LPL Financial LLC …

Goodman & Nekvasil P.A, May Recover Investor Losses – Ralph John Fetrow (Ralph Fetrow) Formerly Licensed with Castleview Partners, LLC  From January 2016 until Ralph Fetrow’s resignation in September of 2016, Ralph Fetrow was licensed with Castleview Partners, LLC. Ralph Fetrow was previously licensed with Invest Financial Corporation and is currently licensed with Kovack Securities Inc. According to FINRA’s records, Ralph …

Goodman & Nekvasil P.A. May Recover Investor Losses – West Virginia Farm Properties, LLC Real Estate Investment FINRA suspended James Michael Johnson for his involvement with West Virginia Farm Properties, LLC. If you invested in West Virginia Farm Properties, LLC, you may be able to recover your losses from Commonwealth Financial Network and/or First Allied Securities, Inc. This is because Commonwealth …

Goodman & Nekvasil P.A, May Recover Investor Losses on Real Estate Investments – James Michael Johnson (Mike Johnson) Suspended by FINRA and Fired by First Allied Securities, Inc.  From 2012 until Mike Johnson’s firing in 2013, Mike Johnson was licensed with First Allied Securities, Inc. Previously, Mike Johnson was employed by Commonwealth Financial Network, from 2006 until his termination in 2012. According …

Goodman & Nekvasil P.A., May Recover Investor Losses on Direct Investment-DPP & LP Interests – Jason Todd Hill (Jason Hill) Formerly Licensed with Centaurus Financial, Inc.  Jason Hill was licensed with LPL Financial LLC from 2013 to 2016. Jason Hill was previously licensed with Centaurus Financial, Inc. from 2004 to 2013. FINRA reports that an arbitration claim was filed involving Jason …

Goodman & Nekvasil P.A, May Recover Investor Losses on Commodity Trading – Mehrdad Michael Farhat (Michael Farhat) Suspended by FINRA and Fired by LPL Financial LLC  From 2010 until Michael Farhat’s firing in 2012, Michael Farhat was licensed with LPL Financial LLC. Michael Farhat was also licensed with First Allied Securities, Inc. from 2012 until 2013. According to FINRA’s records, Michael Farhat …

Goodman & Nekvasil P.A., May Recover Investor Losses – Brian Patrick Mormile (Brian Mormile) Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated  Since 2009, Brian Mormile has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that a lawsuit was filed involving Brian Mormile’s conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America …

Goodman & Nekvasil P.A, May Recover Investor Losses – Kenneth Charles Butler (Ken Butler) Fired by Financial West Group From 1999 until Ken Butler’s firing in 2012, Ken Butler was licensed with Financial West Group. According to FINRA’s records, Ken Butler was fired by Financial West Group on May 30, 2012. Financial West Group reported to FINRA that Ken Butler was …

Goodman & Nekvasil P.A., May Recover Investor Losses | Mike Azad – Financial Advisor Mike Azad Barred from the Securities Industry Mike Azad aka Masood Husain Azad CRD #4798445 From 2015 until Mike Azad’s firing in 2017, Mike Azad was licensed with First Allied Securities, Inc. Previously, Mike Azad was licensed with Voya Financial Advisors, Inc. from 2004 until leaving in …