Goodman & Nekvasil P.A, May Recover Investor Losses – Nicholas D’Amico, Jr. (Nicholas D’Amico) Formerly Licensed with National Securities Corporation has Securities License Revoked From 2012 until 2014, Nicholas D’Amico was licensed with National Securities Corporation. FINRA reports that the New Jersey Bureau of Securities revoked Nicholas D’Amico’s securities license on July 28, 2016. The New Jersey Bureau of Securities alleged that …

Goodman & Nekvasil P.A., May Recover Investor Losses – Gregory Alan Townes (Greg Townes) Formerly Licensed with Foresters Equity Services, Inc., Suspended from Securities Industry From 2012 until 2016, Greg Townes was licensed with Foresters Equity Services, Inc. FINRA reported that an arbitration claim alleging improper loan transactions between Greg Townes and customers was settled. Subsequent to Greg Townes’s misconduct, FINRA …

Goodman & Nekvasil P.A, May Recover Investor Losses – Robert Leland Johnson, IV (Robert Johnson) Barred from the Securities Industry From 2011 until Robert Johnson’s resignation in 2012, Robert Johnson was licensed with Cambridge Investment Research, Inc. Robert Johnson was then licensed with Summit Brokerage Services, Inc. According to FINRA’s records, Robert Johnson was permitted to resign by Cambridge Investment Research, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Lawrence Sheldon Steinberg, Jr. (Larry Steinberg) Fired by Newbridge Securities Corporation and Berthel, Fisher & Company Financial Services, Inc.  From 2014 until Larry Steinberg’s firing in 2016, Larry Steinberg was licensed with Newbridge Securities Corporation. According to FINRA’s records, Larry Steinberg was fired by Newbridge Securities Corporation on October 17, 2016. Newbridge Securities …

Goodman & Nekvasil P.A., May Recover Investor Losses – Robert James Zorn (Robert Zorn) Fired by AXA Advisors, LLC From 2015 until Robert Zorn’s firing in 2016, Robert Zorn was licensed with AXA Advisors, LLC. Robert Zorn was previously licensed with Santander Securities, LLC and Ameriprise Financial Services, Inc. According to FINRA’s records, Robert Zorn was fired by AXA Advisors, LLC …

Goodman & Nekvasil P.A, May Recover Investor Losses – Robert A. Perconte (Robert Perconte) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2009 until Robert Perconte’s firing in 2016, Robert Perconte was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Robert Perconte was fired by Ameriprise Financial Services, Inc. on April 13, 2016. Ameriprise Financial Services, …

Goodman & Nekvasil P.A, May Recover Investor Losses – David Phillip Calderon (David Calderon) Resigned from Wells Fargo Advisors, LLC  From 2008 until David Calderon’s resignation in 2016, David Calderon was licensed with Wells Fargo Advisors, LLC. David Calderon is now licensed with Newbridge Securities Corporation since 2016. According to FINRA’s records, David Calderon resigned from Wells Fargo Advisors, LLC on …

Goodman & Nekvasil P.A, May Recover Investor Losses on Private Placement – Robert Jeffrey Scherzer (Robert Scherzer) Formerly Licensed with Raymond James Financial Services, Inc., Suspended from Securities Industry From 2014 until November 2015, Robert Scherzer was licensed with Raymond James Financial Services, Inc. Previously, Robert Scherzer was licensed with Princor Financial Services Corporation. Subsequent to Robert Scherzer’s leaving Raymond James Financial …

Goodman & Nekvasil P.A, May Recover Investor Losses – David Michael Apted (David Apted) Suspended from Securities Industry and Fired by Smith, Moore & Co. and Forest Securities, Inc. From 2013 until David Apted’s firing in 2016, David Apted was licensed with Smith, Moore & Co. David Apted was subsequently licensed with Forest Securities, Inc. David Apted was previously licensed with …

Goodman & Nekvasil P.A, May Recover Investor Losses – Christopher Lawrence Anderson (Christopher Anderson) Barred from Securities Industry and Fired by J.P. Morgan Securities LLC From 2013 until Christopher Anderson’s firing in 2014, Christopher Anderson was licensed with J.P. Morgan Securities LLC. According to FINRA’s records, Christopher Anderson was fired by J.P. Morgan Chase Bank on January 16, 2014. J.P. Morgan …