Goodman & Nekvasil P.A., May Recover Investor Losses – Julie Ann Smith (Julie Smith-Stotzer) Formerly Licensed with Ameriprise Financial Services, Inc.
Julie Smith-Stotzer was licensed with Ameriprise Financial Services, Inc. from 2000 to 2015. FINRA reports that seven complaints and/or arbitration claims were filed involving Julie Smith-Stotzer’s conduct with Ameriprise Financial Services, Inc., alleging that Julie Smith-Stotzer implemented a market timing strategy using an unsuitable amount of non-traditional investments including short or leveraged funds, commodities, managed futures, and derivatives between July 2007 and June 2014. These complaints and/or arbitration claims were all settled as part of a settlement with 21 client groups totaling $1,810,000. FINRA also reports that an arbitration claim involving Julie Smith-Stotzer’s conduct with Ameriprise Financial Services, Inc. separately settled for $650,000.
If you lost any money on investments with Julie Smith-Stotzer, you may be able to recover your losses from Ameriprise Financial Services, Inc. This is because Ameriprise Financial Services, Inc. had a duty to supervise Julie Smith-Stotzer.
If you lost money on investments with Julie Smith-Stotzer and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameriprise Financial Services, Inc. concerning Julie Smith-Stotzer’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Julie Smith-Stotzer and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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