Goodman & Nekvasil P.A., May Recover Investor Losses – Emile Renoir Anderson (Emile Anderson) Fired by Raymond James Financial Services, Inc. From 2011 until Emile Anderson’s firing in 2014, Emile Anderson was licensed with Raymond James Financial Services, Inc. According to FINRA’s records, Emile Anderson was fired by Raymond James Financial Services, Inc. on September 17, 2014. Raymond James Financial Services, …
Donna Kay Beers (Donna Beers) of Titan Securities in Texas, Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Donna Kay Beers (Donna Beers) Formerly Licensed with Titan Securities in Texas, Barred from Securities Industry From 2009 until 2013, Donna Beers was licensed with Titan Securities in Addison Texas. Titan Securities reported to FINRA that Donna Beers had a settled claim that alleged that Donna Beers recommended an investment into an LLC …
Stephen Thomas Hurtuk (Stephen Hurtuk) Formerly Licensed with Stifel, Nicolaus & Company, Incorporated – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Stephen Thomas Hurtuk (Stephen Hurtuk) Formerly Licensed with Stifel, Nicolaus & Company, Incorporated From 2007 to 2017 Stephen Hurtuk was licensed with Stifel, Nicolaus & Company, Incorporated. FINRA reports that two complaints were filed involving Stephen Hurtuk’s conduct with Stifel, Nicolaus & Company, Incorporated, alleging unsuitable trades and/or that Stephen Hurtuk failed …
Dominic Joseph Linsalata Jr. (Dominic Linsalata), Dawson James Securities, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Dominic Joseph Linsalata Jr. (Dominic Linsalata) Formerly Licensed with Dawson James Securities, Inc. Dominic Linsalata has been licensed with Newbridge Securities Corporation since 2016. Dominic Linsalata was previously licensed with Dawson James Securities, Inc. and Chelsea Financial Services. FINRA reports that an arbitration claim was filed involving Dominic Linsalata’s conduct with Dawson …
Matthew Moll – Financial Advisor Matthew Moll Resigned from Firm
Matthew Moll – Financial Advisor Matthew Moll Resigned from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses Matthew Moll CRD #5040224 From 2011 until Matthew Moll’s resignation in 2013, Matthew Moll was licensed with Charles Schwab & Co., Inc. According to FINRA’s records, Matthew Moll resigned from Charles Schwab & Co., Inc. on December 16, 2013. Charles Schwab & …
David Persaud Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – David Persaud – Dwarka Persaud Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2014 until David Persaud’s firing in 2015, David Persaud was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. David Persaud was previously licensed with Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC. According …
James Patrick Oneil (James Oneil) Fired from Merrill Lynch, Pierce, Fenner & Smith Incorporated – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – James Patrick Oneil (James Oneil) Fired from Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2011 until James Oneil’s firing in 2015, James Oneil was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. James Oneil is now licensed with HD Vest Investment Services, According to FINRA’s records, James Oneil was fired …
Craig Steven Nomberg (Craig Nomberg) Licensed with David Lerner Associates, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Craig Steven Nomberg (Craig Nomberg) Licensed with David Lerner Associates, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses Since December 2000, Craig Nomberg has been licensed with David Lerner Associates, Inc. FINRA reports that an arbitration claim involving Craig Nomberg’s conduct with David Lerner Associates, Inc. was filed alleging misrepresentation and unsuitability. This case did not settle and …
Kenneth Bostian Neuner (Kenneth Neuner) Fired by Summit Brokerage Services, Inc. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Kenneth Bostian Neuner (Kenneth Neuner) Fired by Summit Brokerage Services, Inc. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses From 2016 until Kenneth Neuner’s firing in 2017, Kenneth Neuner was licensed with Summit Brokerage Services, Inc. Kenneth Neuner has also licensed with TCFG Wealth Management, LLC and VSR Financial Services, Inc. According to FINRA’s …
Edward Frederick Gardner (Edward Gardner) Licensed with Wells Fargo Advisors, LLC, Suspended from Securities Industry – Goodman & Nekvasil P.A., May Recover Your Investment Losses
Goodman & Nekvasil P.A., May Recover Your Investment Losses – Edward Frederick Gardner (Edward Gardner) Formerly Licensed with Wells Fargo Advisors, LLC, Suspended from Securities Industry Edward Gardner was licensed with Wells Fargo Advisors, LLC from 2003 to 2013. Edward Gardner was suspended from the securities and investment banking industry for 15 days and fined $5,000 by the Financial Industry Regulatory …