Goodman & Nekvasil P.A., May Recover Investor Losses – Dale Gerhart Froehlich (Dale Froehlich) Fired by Centaurus Financial, Inc. From 2007 until Dale Froehlich’s firing in 2013, Dale Froehlich was licensed with Centaurus Financial, Inc. According to FINRA’s records, Dale Froehlich was fired by Centaurus Financial, Inc. on March 22, 2013. Centaurus Financial, Inc. reported to FINRA that Dale Froehlich was …

Goodman & Nekvasil P.A., May Recover Investor Losses – Susan Marie Huffman (Susan Huffman) a/k/a Susan Coyle and Susan Marie Greer Formerly Licensed with Geneos Wealth Management, Inc. Susan Huffman was licensed with Geneos Wealth Management, Inc. from 2004 to 2014. FINRA reports that six arbitration claims were filed involving Susan Huffman’s conduct with Geneos Wealth Management, Inc. and/or FSC Securities …

Goodman & Nekvasil P.A., May Recover Investor Losses – David Keith Hays (David Hays) a/k/a Dave Hays Fired by Sammons Securities Company, LLC n/k/a Parkland Securities, LLC From 2002 until David Hays’ firing in 2013, David Hays was licensed with Sammons Securities Company, LLC n/k/a Parkland Securities, LLC. David Hays is now licensed with J.W. Cole Financial, Inc. According to FINRA’s …

Goodman & Nekvasil P.A., May Recover Investor Losses – Stephanie Lynn Grimwade (Stephanie Grimwade) a/k/a Stephanie Lynn Berger and Stephanie Berger Grimwade Formerly Licensed with LPL Financial LLC Stephanie Grimwade was formerly licensed with FSC Securities Corporation and LPL Financial LLC. FINRA reports that a lawsuit was filed involving Stephanie Grimwade’s conduct with LPL Financial LLC, alleging that a recommendation made …

Goodman & Nekvasil P.A., May Recover Investor Losses – William James Brown (Bill Brown) Formerly Licensed with American Portfolios Financial Services, Inc. Bill Brown has been licensed with Hightower Securities, LLC since July 2017. Bill Brown was previously licensed with American Portfolios Financial Services, Inc. FINRA reports that an arbitration claim was filed involving Bill Brown’s conduct alleging misrepresentations, misleading statements, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Adam John Myers (Adam Myers) Fired by JPMorgan Chase Bank  From 2012 until Adam Myers’ firing in 2013, Adam Myers was licensed with J.P. Morgan Securities LLC. Adam Myers was also licensed with Western International Securities, Inc. and Chase Investment Services Corp. According to FINRA’s records, Adam Myers was fired by JPMorgan …

Goodman & Nekvasil P.A., May Recover Investor Losses – Aram Urfalyan (Tony Urfalyan) Formerly Licensed with J.P. Morgan Chase Bank, N.A.  From 2015 until Tony Urfalyan’s resigned  2017, Tony Urfalyan was licensed with J.P. Morgan Securities LLC. Tony Urfalyan is now licensed with Western International Securities, Inc. According to FINRA’s records, Tony Urfalyan resigned from J.P. Morgan Chase Bank, N.A. on …

Goodman & Nekvasil P.A., May Recover Investor Losses – May Hongying Miao (May Miao) a/k/a May Hong Ying Miao and Hongying Maio Tsang Fired by J.P. Morgan Securities LLC From 2012 until May Miao’s firing in 2014, May Miao was licensed with J.P. Morgan Securities LLC. May Miao is now licensed with Western International Securities, Inc. May Miao has also been …

Goodman & Nekvasil P.A., May Recover Investor Losses – Lawrence Jay Lazar (Larry Lazar) Fired by Kovack Securities, Inc. a/k/a Kovack Advisors, Inc. From 2003 until Larry Lazar’s firing in 2017, Larry Lazar was licensed with Kovack Securities, Inc. a/k/a Kovack Advisors, Inc. Lazar is now licensed with Western International Securities, Inc. According to FINRA’s records, Larry Lazar was fired by …