Goodman & Nekvasil P.A., May Recover Investor Losses – David Keith Hays (David Hays) a/k/a Dave Hays Fired by Sammons Securities Company, LLC n/k/a Parkland Securities, LLC
From 2002 until David Hays’ firing in 2013, David Hays was licensed with Sammons Securities Company, LLC n/k/a Parkland Securities, LLC. David Hays is now licensed with J.W. Cole Financial, Inc. According to FINRA’s records, David Hays was fired by Sammons Securities Company, LLC n/k/a Parkland Securities, LLC on April 9, 2013. Sammons Securities Company, LLC n/k/a Parkland Securities, LLC reported to FINRA that David Hays was accused of failing to follow Sammons Securities Company, LLC n/k/a Parkland Securities, LLC procedures pertaining to the receipt and transmission of customer funds and customer lending.
FINRA reports that two arbitration claims involving David Hays’ conduct with Sammons Securities Company, LLC n/k/a Parkland Securities, LLC were filed, alleging misrepresentation, breach of fiduciary duty, negligence, and/or failure to supervise. These arbitration claims were both settled.
If you lost money on investments with David Hays, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against J.W. Cole Financial, Inc. and/or Sammons Securities Company, LLC n/k/a Parkland Securities, LLC concerning David Hays’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Our Firm has a unique, unparalleled track record. Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with David Hays and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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