Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Eugene Heath (Michael Heath) Resigned from First Allied Securities, Inc. and Fired by Securities America, Inc. From 2002 until Michael Heath’s resignation in 2016, Michael Heath was licensed with First Allied Securities, Inc. Michael Heath was subsequently licensed with Securities America, Inc. Michael Heath is now licensed with Infinity Financial Services. …
Charles Louis Rizzo (Chuck Rizzo) Barred by SEC in all Supervisory Capacities and Fired by American Portfolios Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Charles Louis Rizzo (Chuck Rizzo) Barred by SEC in all Supervisory Capacities and Fired by American Portfolios Financial Services, Inc. From 2009 until 2015, Chuck Rizzo was formerly licensed with American Portfolios Financial Services, Inc. The United States Securities and Exchange Commission (SEC) brought a disciplinary action against Chuck Rizzo alleging that …
Eric John Zebrauskas (Eric Zebrauskas) Suspended from Securities Industry, Fired by Securities Service Network, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Eric John Zebrauskas (Eric Zebrauskas) Suspended from Securities Industry, Fired by Securities Service Network, Inc. From 2012 until Eric Zebrauskas’s firing in 2013, Eric Zebrauskas was licensed with Securities Service Network, Inc. Currently, Eric Zebrauskas was licensed with Summit Brokerage Services, Inc. According to FINRA records, Eric Zebrauskas was fired by Securities …
Patrick Thomas Golden (Pat Golden) Suspended from the Securities Industry and Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Patrick Thomas Golden (Pat Golden) Suspended from the Securities Industry and Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2008 until Pat Golden’s firing in 2014, Pat Golden was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Pat Golden was fired by Merrill Lynch, Pierce, …
Jimmy Earl Power, Jr. (Jason Power) Fired by Keystone Capital Corporation and Questar Capital Corporation — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Jimmy Earl Power, Jr. (Jason Power) Fired by Keystone Capital Corporation and Questar Capital Corporation From January 2014 until Jason Power’s firing on August 18, 2014, Jason Power was licensed with Keystone Capital Corporation. Jason Power was previously licensed with Questar Capital Corporation from March 2013 until his firing on November 14, …
Theodore Gerald Rothman (Theodore Rothman) Barred from Securities Industry and Fired by First Allied Securities, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Theodore Gerald Rothman (Theodore Rothman) Barred from Securities Industry and Fired by First Allied Securities, Inc. From 2013 until Theodore Rothman’s firing in 2016, Theodore Rothman was licensed with First Allied Securities, Inc. According to FINRA’s records, Theodore Rothman was fired by First Allied Securities, Inc. on May 6, 2016. First Allied …
David Thomas Owen III (Dave Owen) Barred from Securities Industry and Fired by Invest Financial Corporation — Goodman & Nekvasil P.A, May Recover Investor Losses
David Thomas Owen III (Dave Owen) Barred from Securities Industry and Fired by Invest Financial Corporation — Goodman & Nekvasil P.A, May Recover Investor Losses From 2008 until Dave Owen’s firing in 2015, Dave Owen was licensed with Invest Financial Corporation. According to FINRA’s records, Dave Owen was fired by Invest Financial Corporation on November 27, 2015. Invest Financial Corporation reported …
Jason Harris Freeman (Jason Freeman) Formerly Licensed with Triad Advisors, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses on Conservation Easement Investments
Goodman & Nekvasil P.A, May Recover Investor Losses on Conservation Easement Investments – Jason Harris Freeman (Jason Freeman) Formerly Licensed with Triad Advisors, Inc. From 2005 until Jason Freeman’s resignation in 2016, Jason Freeman was licensed with Triad Advisors, Inc. Jason Freeman is currently licensed with International Assets Advisory, LLC. According to FINRA records, Jason Freeman resigned from Triad Advisors, Inc. …
Steven Lyle Price (Steve Price) Fired by Questar Capital Corporation – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Steven Lyle Price (Steve Price) Fired by Questar Capital Corporation From 2011 until Steve Price’s firing in 2017, Steve Price was licensed with Questar Capital Corporation. According to FINRA’s records, Steve Price was fired by Questar Capital Corporation on July 24, 2017. Questar Capital Corporation reported to FINRA that Steve Price was …
Tiffany Kim Le (Tiffany Le) a/k/a Hue Kim Le Resigned from J.P. Morgan Securities LLC and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Tiffany Kim Le (Tiffany Le) a/k/a Hue Kim Le Resigned from J.P. Morgan Securities LLC and Barred from Securities Industry From 2012 until Tiffany Le’s resignation in 2014, Tiffany Le was licensed with J.P. Morgan Securities LLC. Tiffany Le was previously licensed with Chase Investment Services Corp. According to FINRA’s records, Tiffany …