Goodman & Nekvasil P.A., May Recover Investor Losses – Robert Anthony Bovitz (Robert Bovitz) Fired by National Planning Corporation From 2004 until Robert Bovitz’ firing in 2015, Robert Bovitz was licensed with National Planning Corporation. Robert Bovitz is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Robert Bovitz was fired by National Planning Corporation on March 6, 2015. …
Mohamed Yassin – Mohamed Racheed Yassin, Financial Advisor Fired by Morgan Stanley
Goodman & Nekvasil P.A., May Recover Investor Losses | Mohamed Yassin – Mohamed Racheed Yassin, Financial Advisor Fired by Morgan Stanley Mohamed Yassin CRD #1673281 From 2010 until Mohamed Yassin’s firing in 2017, Mohamed Yassin was licensed with Morgan Stanley. Mohamed Yassin is now licensed with National Securities Corporation. According to FINRA records, Mohamed Yassin was fired by Morgan Stanley on …
Jason Andrew Wilk (Jason Wilk) Formerly Licensed with Meyers Associates L.P. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Jason Andrew Wilk (Jason Wilk) Formerly Licensed with Meyers Associates L.P. Jason Wilk has been licensed with Worden Capital Management LLC since October 2017. Jason Wilk was previously licensed with Craft Capital Management LLC, Windsor Street Capital, LP, National Securities Corporation, Meyers Associates, L.P., and Laidlaw & Company (UK) Ltd. FINRA reports …
Jan Earl Haynes (Jan Haynes) Formerly Licensed with Centaurus Financial, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Jan Earl Haynes (Jan Haynes) Formerly Licensed with Centaurus Financial, Inc. Jan Haynes was licensed with Centaurus Financial, Inc. from 2010 to 2016. Jan Haynes is now licensed with Integrity Brokerage Services, Inc. FINRA reports that an arbitration claim was filed involving Jan Haynes’ conduct with Centaurus Financial, Inc., alleging unsuitable recommendations, …
John Galinsky – Financial Advisor John Galinsky Suspended from Securities Industry
Goodman & Nekvasil P.A., May Recover Your Investment Losses | John Galinsky – Financial Advisor John Galinsky Suspended from Securities Industry John Galinksy CRD #1513926 John Galinsky has been licensed with National Securities Corporation since 2012. John Galinsky was previously licensed with Fintegra, LLC. John Galinsky was suspended from the securities and investment banking industry by the Financial Industry Regulatory Authority …
Michael Fasciglione Suspended from Securities Industry – Goodman & Nekvasil P.A., May Recover Your Investment Losses
Goodman & Nekvasil P.A., May Recover Your Investment Losses – Michael Fasciglione Suspended from Securities Industry Michael Fasciglione has been licensed with Aegis Capital Corp since September 2017. Michael Fasciglione was previously licensed with National Securities Corporation. Michael Fasciglione was suspended from the securities and investment banking industry for 1 month and fined $5,000 by the Financial Industry Regulatory Authority (FINRA) …
Chad Andrew Kolodziejski (Chad Kolodziejski) Formerly Licensed with National Securities Corporation – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Chad Andrew Kolodziejski (Chad Kolodziejski) Formerly Licensed with National Securities Corporation Chad Kolodziejski was licensed with National Securities Corporation from 2009 to 2013. FINRA reports that four complaints and/or arbitration claims were filed involving Chad Kolodziejski’s conduct with National Securities Corporation, alleging unsuitable investment recommendations, misrepresentation, poor performance, unauthorized trading, violation of …
Shoug Mayson Permitted to Resign from Windsor Street Capital, LP – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Shoug Mayson Permitted to Resign from Windsor Street Capital, LP From 2016 until Shoug Mayson’s resignation in 2017, Shoug Mayson was licensed with Windsor Street Capital, LP. Shoug Mayson is now licensed with Spartan Capital Securities, LLC. Shoug Mayson was previously licensed with Santander Securities LLC, Cetera Advisors LLC, Cabot Lodge Securities …
Michael Thomas Lucenti (Mike Lucenti) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Thomas Lucenti (Mike Lucenti) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2011 until Mike Lucenti’s firing in 2014, Mike Lucenti was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mike Lucenti is now licensed with Cuso Financial Services, L.P. According to FINRA’s records, Mike Lucenti was fired …
James Luis Fonseca (Jay Fonseca) Fired by Rothschild Lieberman LLC and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – James Luis Fonseca (Jay Fonseca) Fired by Rothschild Lieberman LLC and Barred from Securities Industry From 2014 until Jay Fonseca’s firing in 2015, Jay Fonseca was licensed with Rothschild Lieberman LLC. Jay Fonseca was subsequently licensed with Newport Coast Securities, Inc. Jay Fonseca was previously licensed with Meyers Associates, L.P. and Cape …