Goodman & Nekvasil P.A., May Recover Investor Losses – Shoug Mayson Permitted to Resign from Windsor Street Capital, LP
From 2016 until Shoug Mayson’s resignation in 2017, Shoug Mayson was licensed with Windsor Street Capital, LP. Shoug Mayson is now licensed with Spartan Capital Securities, LLC. Shoug Mayson was previously licensed with Santander Securities LLC, Cetera Advisors LLC, Cabot Lodge Securities LLC, Allied Beacon Partners, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Shoug Mayson was permitted to resign from Windsor Street Capital, LP on June 22, 2017. Windsor Street Capital, LP reported to FINRA that Shoug Mayson was accused of conducting business at another Broker Dealer while registered at Windsor Street Capital, LP and provided incorrect phone numbers on customer new account forms.
FINRA also reports that Shoug Mayson was previously fired by Merrill Lynch, Pierce, Fenner & Smith, Inc. in 2011. Merrill Lynch, Pierce, Fenner & Smith, Inc. reported to FINRA that Shoug Mayson was accused of conduct involving inadequate customer profiling and failing to disclose fee and expense information to customers prior to completing transactions.
If you lost money on investments with Shoug Mayson and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Windsor Street Capital, LP, Spartan Capital Services, LLC, Santander Securities LLC, Cetera Advisors LLC, Cabot Lodge Securities LLC, Allied Beacon Partners, Inc., and/or Merrill Lynch, Pierce, Fenner & Smith Incorporated concerning Shoug Mayson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Shoug Mayson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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