Goodman & Nekvasil P.A., May Recover Your Investment Losses | John Galinsky – Financial Advisor John Galinsky Suspended from Securities Industry
John Galinksy CRD #1513926
John Galinsky has been licensed with National Securities Corporation since 2012. John Galinsky was previously licensed with Fintegra, LLC. John Galinsky was suspended from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA). FINRA reports that John Galinsky failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance. The suspension ran from September 28, 2015 through January 8, 2016.
FINRA reports that an arbitration claim was filed involving John Galinsky’s conduct with Fintegra LLC, alleging suitability, due diligence, misrepresentation, constructive fraud, omissions, breach of fiduciary duty, negligence, negligent supervision, and vicarious liability. This arbitration claim did not settle and proceeded to final hearing. The arbitration panel found John Galinsky and Fintegra LLC, jointly and severally liable and ordered a $1,193,254.80 award against John Galinsky and Fintegra LLC.
FINRA reports that two arbitration claims were filed involving John Galinsky’s conduct with prior employers, alleging unauthorized trading and account related-margin calls. These arbitration claims involving John Galinsky’s conduct were both settled.
FINRA also reports that John Galinsky’s employment was previously terminated by two prior employers. Advanced Equities, Inc. reported to FINRA that the firm fired John Galinsky on April 24, 2006 for violating the firm’s policies and procedures and NASD Rule 2011. David A. Noyes & Company reported to FINRA that John Galinsky was permitted to resign on November 23, 1999 after the firm was contacted by customers regarding their offshore investment. David A. Noyes & Company also reported to FINRA that this investment was not on the firm’s books and records.
If you lost any money on investments with John Galinsky, you may be able to recover your losses from National Securities Corporation. This is because National Securities Corporation had a duty to supervise John Galinsky.
If you lost money on investments with John Galinsky and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against National Securities Corporation concerning John Galinsky’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on other investments with John Galinsky and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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