Goodman & Nekvasil P.A., May Recover Investor Losses – Gianluca Truffini Formerly Licensed with Morgan Stanley From 2015 until Gianluca Truffini’s resignation in 2016, Gianluca Truffini was licensed with Morgan Stanley. Gianluca Truffini is now licensed with Newbridge Securities Corporation. According to FINRA’s records, Gianluca Truffini resigned from Morgan Stanley on June 1, 2016. Morgan Stanley reported to FINRA that there …

Michael Stewart Weber (Michael Weber) Formerly Licensed with Newbridge Securities Corporation – Goodman & Nekvasil P.A, May Recover Investor Losses Michael Weber was licensed with Newbridge Securities Corporation from 2009 to 2012 and 2015 to 2016. FINRA reports that two arbitration claims have been filed involving Michael Weber’s conduct with Newbridge Securities Corporation. These claims allege breach of fiduciary duty, …

Goodman & Nekvasil, P.A., May Recover Investor Losses – China Domestica Bio-technology Holdings, Inc. (CDBH) Suspended by the SEC from Trading  In suspending China Domestica Bio-technology Holdings, Inc. (CDBH) stock from trading, the SEC explained that China Domestica Bio-technology Holdings, Inc. (CDBH) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form …

Goodman & Nekvasil, P.A., May Recover Investor Losses – USA Graphite, Inc. (USGT) Suspended by the SEC from Trading In suspending USA Graphite, Inc. (USGT) stock from trading, the SEC explained that USA Graphite, Inc. (USGT) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-K for the period ended August …

Goodman & Nekvasil P.A, May Recover Investor Losses – Jasper Eugene Boykin Jr. (Jasper Boykin) Fired by MSI Financial Services, Inc., formerly MetLife Securities Inc.  From 2015 until Jasper Boykin’s firing in 2016, Jasper Boykin was licensed with MSI Financial Services, Inc., formerly MetLife Securities Inc. Jasper Boykin was formerly licensed with Quest Capital Strategies, Inc. and Nationwide Securities, LLC. According to FINRA’s records, …

Goodman & Nekvasil P.A., May Recover Investor Losses from Puerto Rico Bonds and Closed-End Funds – Antonio Omar Gonzalez Davila (Antonio Omar Gonzalez) Licensed with Cetera Advisor Networks, LLC Since 2013, Antonio Omar Gonzalez Davila has been licensed with Cetera Advisor Networks, LLC. Antonio Omar Gonzalez Davila was previously licensed with Walnut Street Securities, Inc. and Wells Fargo Advisors, LLC. FINRA reports …

Goodman & Nekvasil P.A., May Recover Investor Losses – Keith Andrew Herman (Keith Herman) Fired by Summit Brokerage Services, Inc. From 2012 until Keith Herman’s firing in 2017, Keith Herman was licensed with Summit Brokerage Services, Inc. Keith Herman was previously licensed with J.P. Turner & Company, L.L.C. and Newport Coast Securities, Inc. According to FINRA’s records, Keith Herman was fired …

Goodman & Nekvasil P.A., May Recover Investor Losses – John Russell Holland (John Holland) Fired by Securities Management & Research, Inc. and BFC Planning, Inc.  From 1994 until John Holland’s firing in 2014, John Holland was licensed with Securities Management & Research, Inc. John Holland was also licensed with BFC Planning, Inc. John Holland now works for Summit Brokerage Services, Inc. According to FINRA’s …

Goodman & Nekvasil P.A., May Recover Investor Losses – Lawrence Leslie Miller Jr. (Lawrence Miller) Fired by LPL Financial LLC and Summit Brokerage Services  From 2005 until Lawrence Miller’s firing in 2015, Lawrence Miller was licensed with LPL Financial LLC. Lawrence Miller was also licensed with Summit Brokerage Services. According to FINRA’s records, Lawrence Miller was fired by both LPL Financial LLC and …

Goodman & Nekvasil P.A., May Recover Investor Losses – Terry Wayne Barnhardt (Terry Barnhardt) Formerly Licensed with Summit Brokerage Services, Inc.  From September 2008 until July 2012 Terry Barnhardt was licensed with Summit Brokerage Services, Inc. FINRA reports that 25 complaints and/or arbitration claims were filed involving Terry Barnhardt’s conduct with Summit Brokerage Services, Inc. and/or Questar Capital Corporation alleging negligence, …