Goodman & Nekvasil P.A., May Recover Investor Losses | Sean McCabe – Arbitration Claims Filed Involving Financial Advisor Sean McCabe
Sean McCabe CRD #5479643
Sean McCabe was licensed with National Securities Corporation from 2010 to 2014. Sean McCabe was subsequently licensed with Four Points Capital Partners LLC and is now licensed with Worden Capital Management LLC. FINRA reports that three arbitration claims were filed involving Sean McCabe’s conduct with National Securities Corporation, alleging breach of fiduciary duty, negligent misrepresentation, negligence, excessive trading, unauthorized trading, and/or suitability. These claims were all settled, with the largest settling for $65,500. Sean McCabe contributed $5,000 to this settlement.
FINRA also reports that an arbitration claim involving Sean McCabe’s conduct with National Securities Corporation is currently pending. This claim alleges breach of fiduciary duty, negligent misrepresentation, and negligence. This pending arbitration claim seeks damages of $550,000.
If you lost money on investments with Sean McCabe and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against National Securities Corporation, Four Points Capital Partners LLC and/or Worden Capital Management LLC concerning Sean McCabe’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Sean McCabe and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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