Goodman & Nekvasil P.A., May Recover Investor Losses – Christopher Kazan (Chris Kazan) Fired by Maxim Group LLC
From 2002 until Chris Kazan’s firing in 2015, Chris Kazan was licensed with Maxim Group LLC. Chris Kazan is now licensed with National Securities Corporation. According to FINRA’s records, Chris Kazan was fired by Maxim Group LLC on September 24, 2015. Maxim Group LLC reported to FINRA that Chris Kazan was fired due to allegations made by a customer regarding unsuitable transactions.
FINRA reports that two complaints involving Chris Kazan’s conduct with Maxim Group LLC were filed, alleging Chris Kazan recommended unsuitable securities and/or failed to execute an order to purchase stock. These two complaints both settled, with the largest settling for $85,000. Chris Kazan contributed $47,000 in total to these two settlements.
If you lost any money on investments with Chris Kazan, you may be able to recover your losses from Maxim Group LLC and/or National Securities Corporation. This is because Maxim Group LLC and National Securities Corporation had a duty to supervise Chris Kazan.
If you lost money on investments with Chris Kazan, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Maxim Group LLC and/or National Securities Corporation concerning Chris Kazan’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Chris Kazan and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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