Goodman & Nekvasil P.A., May Recover Investor Losses – James Paul Benson II (James Benson), National Securities Corporation  James Benson has been licensed with Cetera Advisor Networks LLC since 2016. James Benson was previously licensed with National Planning Corporation. FINRA reports that an arbitration claim was filed involving James Benson’s conduct with National Planning Corporation alleging negligence, negligent misrepresentation through omission, …

Goodman & Nekvasil P.A., May Recover Investor Losses on Real Estate Securities – Debra Smith, Summit Brokerage Services, Inc. Debra Smith worked for Summit Brokerage Services Inc. from 1999 to 2015. FINRA reports that two arbitration claims were filed involving Debra Smith’s conduct with Summit Brokerage Services, Inc. alleging unsuitability, breach of fiduciary, breach of contract, overconcentration and/or other allegations. These …

Goodman & Nekvasil P.A., May Recover Investor Losses – Robert Clair Wheeling Jr. (Robert Wheeling) Fired by The Investment Center, Inc. From 2011 until Robert Wheeling’s firing in 2012, Robert Wheeling was licensed with The Investment Center, Inc. Robert Wheeling was subsequently licensed with Summit Brokerage Services, Inc. Robert Wheeling was previously licensed with Questar Capital Corporation. According to FINRA’s records, …

Goodman & Nekvasil P.A., May Recover Investor Losses – William Mark Yawn (William Yawn) Fired by LPL Financial LLC and Stratos Wealth Partners, Ltd. From 2008 until William Yawn’s firing in 2014, William Yawn was licensed with LPL Financial LLC. William Yawn was also licensed with Stratos Wealth Partners, Ltd. William Yawn is now licensed with Summit Brokerage Services, Inc. According …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Guardian 8 Holdings (GRDH) Suspended by the SEC from Trading  In suspending Guardian 8 Holdings (GRDH) stock from trading, the SEC explained that Guardian 8 Holdings (GRDH) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Hydrogen Future Corporation (HFCO) Suspended by the SEC from Trading  In suspending Hydrogen Future Corporation (HFCO) stock from trading, the SEC explained that Hydrogen Future Corporation (HFCO) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended June …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Idaho North Resources Corporation (IDAH) Suspended by the SEC from Trading  In suspending Idaho North Resources Corporation (IDAH) stock from trading, the SEC explained that Idaho North Resources Corporation (IDAH) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Liberty Energy Corp. (LBYE) Suspended by the SEC from Trading In suspending Liberty Energy Corp. (LBYE) stock from trading, the SEC explained that Liberty Energy Corp. (LBYE) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-K for the period ended July …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Mecklermedia Corporation (MECK) Suspended by the SEC from Trading In suspending Mecklermedia Corporation (MECK) stock from trading, the SEC explained that Mecklermedia Corporation (MECK) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended September 30, 2015. Goodman …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Next Galaxy Corp. (NXGA) Suspended by the SEC from Trading  In suspending Next Galaxy Corp. (NXGA) stock from trading, the SEC explained that Next Galaxy Corp. (NXGA) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended November …