Kevin Yang – Financial Advisor Kevin Yang Fired by Morgan Stanley | Goodman & Nekvasil P.A., May Recover Investor Losses on Structured Products Kevin Yang CRD #2834317 From 2010 until Kevin Yang’s firing in 2017, Kevin Yang was licensed with Morgan Stanley. According to FINRA’s records, Kevin Yang was fired by Morgan Stanley on April 12, 2017. Morgan Stanley reported to …

Goodman & Nekvasil P.A., May Recover Investor Losses – Cheryle Anne Brady (Cheryle Brady) a/k/a Cheryle Anne Timmons, Fired by Ameriprise Financial Services, Inc. and Suspended from Securities Industry From 2012 until Cheryle Brady’s firing in 2016, Cheryle Brady was licensed with Ameriprise Financial Services, Inc. Cheryle Brady was previously licensed with RBC Capital Markets, LLC. According to FINRA’s records, Cheryle …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jacquin P. Fink (Jacquin Fink) Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacquin Fink has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated since 1968. FINRA reports that seven complaints and/or arbitration claims have been filed involving Jacquin Fink’s conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated, …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Zhong Wen International Holding Co., Ltd. (ZWIH) Suspended by the SEC from Trading  In suspending Zhong Wen International Holding Co., Ltd. (ZWIH) stock from trading, the SEC explained that Zhong Wen International Holding Co., Ltd. (ZWIH) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it …

Goodman & Nekvasil P.A. May Recover Investor Losses – William M. Apostelos and Apostelos Promissory Notes Connected to Ponzi Scheme  William M. Apostelos plead guilty in U.S. District Court to charges related to a $70 million Ponzi scheme that defrauded nearly 500 victims. Specifically, Apostelos plead guilty to conspiracy to commit wire and mail fraud and conversion of funds from an …

Goodman & Nekvasil P.A. May Recover Investor Losses – Private Wealth Consultants, Ltd. Private Wealth Consultants, Ltd. is an investment adviser that participated in the sale of approximately $25.5 million of investments in six related limited liability companies in Toledo, Ohio to approximately 187 clients, according to a disciplinary action filed by FINRA. FINRA barred Douglas Scott Miller and Gary Lee …

Goodman & Nekvasil P.A, May Recover Investor Losses – Douglas Scott Miller (Doug Miller) Permitted to Resign from Triad Advisors, Inc. and Barred from the Securities Industry From 2005 until Doug Miller’s resignation in 2014, Doug Miller was licensed with Triad Advisors, Inc. According to FINRA’s records, Doug Miller was permitted to resign from Triad Advisors, Inc. on July 11, 2014. Triad …

Goodman & Nekvasil P.A. May Recover Investor Losses – Midwest Green Resources, LLC and WMA Enterprises, LLC Involved in Ponzi Scheme Midwest Green Resources, LLC and WMA Enterprises, LLC are investment companies involved in a multimillion-dollar Ponzi Scheme. FINRA barred Jeffrey Allan Mohlman from the securities industry for not cooperating with an investigation concerning the sale of Midwest Green Resources, LLC …

Goodman & Nekvasil P.A, May Recover Investor Losses – Jeffrey Allan Mohlman (Jeff Mohlman) Formerly Licensed with Questar Capital Corporation, Barred from the Securities Industry From 2012 until Jeff Mohlman’s resignation in 2015, Jeff Mohlman was licensed with Questar Capital Corporation. Jeff Mohlman was previously licensed with Investacorp, Inc. According to FINRA’s records, Jeff Mohlman resigned from Questar Capital Corporation on …