Goodman & Nekvasil P.A., May Recover Investor Losses – Giacomo Angelo Licari (Giacomo Licari) Formerly Licensed with First Allied Securities, Inc. From 1995 until Giacomo Licari’s resignation in 2016, Giacomo Licari was licensed with First Allied Securities, Inc. According to FINRA’s records, Giacomo Licari resigned from First Allied Securities, Inc. on July 27, 2016. First Allied Securities, Inc. reported to FINRA …

Goodman & Nekvasil P.A, May Recover Investor Losses – Alison Marie Janke a.k.a Alison Marie Rosenberg (Alison Janke) Licensed with Summit Brokerage Services, Inc., Twice Suspended by FINRA From 2007 until 2011, Alison Janke was licensed with Wells Fargo Advisors, LLC. Alison Janke is now licensed withSummit Brokerage Services, Inc. FINRA reports that two arbitration claims alleging sales practice violations by …

Goodman & Nekvasil P.A. May Recover Investor Losses – Coast-2-Coast Properties & Prosperity Financial Estate Planning and Insurance Services Fictitious Real Estate Investment  Coast-2-Coast Properties is a real estate company formed by Joseph Pappalardo in 2003. Prosperity Financial Estate Planning and Insurance Services, Coast-2-Coast Properties’ marketing arm, is a fictitious company. FINRA barred Joseph Pappalardo for Joseph Pappalardo’s involvement with Coast-2-Coast …

Goodman And Nekvasil, P.A., May Recover Your Investment Losses – Kirk Anthony Sempsrott (Kirk Sempsrott) Licensed with Sigma Financial Corporation Kirk Sempsrott has been licensed with Sigma Financial Corporation since 2016. Kirk Sempsrott was previously licensed with Principal Securities, Inc. and Securian Financial Services, Inc. According to FINRA’s records, a lawsuit was filed by a prior employer of Kirk Sempsrott, alleging …

Goodman & Nekvasil P.A, May Recover Investor Losses – Kenneth Rodger Bolton (Kenneth Bolton) Licensed with Sandlapper Securities, LLC Kenneth Bolton has been licensed with Sandlapper Securities, LLC since 2011. FINRA reports that eight complaints and/or arbitration claims have been filed involving Kenneth Bolton’s conduct with previous firms. These claims allege unsuitability, breach of fiduciary duty, negligence, failure to do due …

Goodman & Nekvasil P.A., May Recover Your Investment Losses – Keith Joseph Michelfelder (Keith Michelfelder) Formerly Licensed with National Securities Corporation, Suspended from Securities Industry Keith Michelfelder was formerly licensed with National Securities Corporation from 2016 to 2017. Keith Michelfelder was previously licensed with Aegis Capital Corp. and Joseph Gunnar & Co. LLC. Keith Michelfelder was suspended from the securities and …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jonathan Dax Cooke (Dax Cooke) Charged with Fraud by the SEC and Fired by LPL Financial, LLC  From 2009 until Dax Cooke’s firing in 2014, Dax Cooke was licensed with LPL Financial, LLC. Dax Cooke was subsequently licensed with BCG Securities, Inc. According to FINRA’s records, Dax Cooke was fired by LPL …

Goodman & Nekvasil P.A., May Recover Investor Losses – Christopher S. Laws (Christopher Laws) Charged with Fraud by the SEC and Fired by LPL Financial, LLC From 2005 until Christopher Laws’ firing in 2014, Christopher Laws was licensed with LPL Financial, LLC. Christopher Laws was subsequently licensed with BCG Securities, Inc. According to FINRA’s records, Christopher Laws was fired by LPL …

Goodman & Nekvasil P.A., May Recover Investor Losses – Christopher John Calandrino (Chris Calandrino) Resigned from Joseph Stone Capital, L.L.C. and Barred from Securities Industry From 2015 until Chris Calandrino’s resignation in 2016, Chris Calandrino was licensed with Joseph Stone Capital L.L.C. Chris Calandrino was previously licensed with Cape Securities Inc., National Securities Corporation, and Joseph Gunnar & Co. LLC. According …