Goodman & Nekvasil P.A., May Recover Investor Losses – Alvin Rush Fired by Kestra Investment Services, Inc.  From 2003 until Alvin Rush’s firing in 2016, Alvin Rush was licensed with Kestra Investment Services, Inc. Alvin Rush is now licensed with Fortune Financial Services, Inc. According to FINRA’s records, Alvin Rush was fired by Kestra Investment Services, Inc. on September 6, 2016. …

Goodman & Nekvasil P.A., May Recover Investor Losses – David John Jansen Fired by LPL Financial LLC  From 2012 until David Jansen ’s firing in 2015, David Jansen was licensed with LPL Financial LLC. David Jansen is now licensed with Cambridge Investment Research, Inc. and was previously licensed with National Planning Corporation. According to FINRA’s records, David Jansen was fired by …

Goodman & Nekvasil P.A., May Recover Investor Losses – Taylor Legare Kollen Permitted to Resign from Voya Financial Advisors, Inc.  From 2008 until Taylor Kollen’s resignation in 2017, Taylor Kollen was licensed with Voya Financial Advisors, Inc. Taylor Kollen is now licensed with GWN Securities, Inc. According to FINRA’s records, Taylor Kollen was permitted to resign from Voya Financial Advisors, Inc. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Christian Ernst Langenstein Formerly Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated  Christian Langenstein was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2003 to 2016. Christian Langenstein is now licensed with Raymond James & Associates, Inc. FINRA reports that two arbitration claims were filed involving Christian Langenstein’s conduct …

Goodman & Nekvasil P.A., May Recover Investor Losses – Augusto La Puente Fired by Wells Fargo Advisors, LLC  From 2012 until Augusto La Puente’s firing in 2013, Augusto La Puente was licensed with Wells Fargo Advisors, LLC. Augusto La Puente is now licensed with Park Avenue Securities, LLC. According to FINRA’s records, Augusto La Puente was fired by Wells Fargo Advisors, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Colin Patrick Kelly Resigned from Wells Fargo Advisors, LLC  From June 2015 until Colin Kelly’s resignation in July 2015, Colin Kelly was licensed with Wells Fargo Advisors, LLC. Colin Kelly is now licensed with AXA Advisors, LLC. According to FINRA’s records, Colin Kelly resigned from Wells Fargo Advisors, LLC on July 3, …

Goodman & Nekvasil P.A., May Recover Losses on Puerto Rico Municipal Bonds or Other Investments – Pete Ingraham, Morgan Stanley Since 2009, Pete Ingraham has been licensed with Morgan Stanley. FINRA reports that two complaints and/or arbitration claims were filed involving Pete Ingraham’s conduct with Morgan Stanley alleging unauthorized trading and/or misrepresentation of Puerto Rico Municipal Bonds as guaranteed. These complaints …

Marie Galke Licensed with AXA Advisors, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses  Since 2013, Marie Galke has been licensed with AXA Advisors, LLC. FINRA reports that an arbitration claim was filed involving Marie Galke’s conduct with AXA Advisors, LLC, alleging Marie Galke made unsuitable recommendations in the purchase of an incentive life insurance policy in 2014. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Milton Smith Helm Jr. Licensed with UBS Financial Services, Inc.  Since 2005, Milton Helm Jr. has been licensed with UBS Financial Services, Inc. FINRA reports that two arbitration claims were filed involving Milton Helm Jr.’s conduct with UBS Financial Services, Inc. alleging unauthorized trading, and/or unsuitable investments. These arbitration claims involving Milton …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jonathan Layne Heise Fired by Cetera Advisor Networks LLC From 2015 until Jonathan Heise’s firing in 2016, Jonathan Heise was licensed with Cetera Advisor Networks LLC. Jonathan Heise was previously licensed with Trade-PMR Inc. According to FINRA’s records, Jonathan Heise was fired by Cetera Advisor Networks LLC on September 27, 2016. Cetera …