Christopher John Calandrino (Chris Calandrino) Resigned from Joseph Stone Capital, L.L.C. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses – Christopher John Calandrino (Chris Calandrino) Resigned from Joseph Stone Capital, L.L.C. and Barred from Securities Industry

From 2015 until Chris Calandrino’s resignation in 2016, Chris Calandrino was licensed with Joseph Stone Capital L.L.C. Chris Calandrino was previously licensed with Cape Securities Inc., National Securities Corporation, and Joseph Gunnar & Co. LLC. According to FINRA’s records, Chris Calandrino resigned from Joseph Stone Capital L.L.C. on October 6, 2016. Joseph Stone Capital, L.L.C. reported to FINRA that Chris Calandrino was under investigation by Joseph Stone Capital, L.L.C. for “selling away”, as well as various potential violations of Joseph Stone Capital, L.L.C. policy and regulatory rules and regulations.

Subsequent to Chris Calandrino’s resignation from Joseph Stone Capital, L.L.C., FINRA investigated Chris Calandrino and brought a disciplinary action against Chris Calandrino. Chris Calandrino was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on February 10, 2017, for failing to respond to FINRA request for information.

FINRA also reports that an arbitration claim was filed involving Chris Calandrino’s conduct with Cape Securities Inc. alleging breach of fiduciary duty, churning, misrepresentations, suitability, breach of contract, failure to supervise and/or negligence. This arbitration claim did not settle and proceeded to final hearing. The arbitrator found Chris Calandrino liable, and ordered Chris Calandrino to pay the claimant compensatory damages, plus interest.  

If you lost any money on investments with Chris Calandrino while Chris Calandrino was employed with Joseph Stone Capital, L.L.C., Cape Securities Inc., National Securities Corporation, and/or Joseph Gunnar & Co. LLC, you may be able to recover your losses from Joseph Stone Capital, L.L.C., Cape Securities Inc., National Securities Corporation, and/or Joseph Gunnar & Co. LLC. This is because Joseph Stone Capital, L.L.C., Cape Securities Inc., National Securities Corporation, and Joseph Gunnar & Co. LLC, had a duty to supervise Chris Calandrino.  

If you lost money on investments with Chris Calandrino and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Joseph Stone Capital, L.L.C., Cape Securities Inc., National Securities Corporation, and/or Joseph Gunnar & Co. LLC concerning Chris Calandrino’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Chris Calandrino and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

 

Keywords: Christopher John Calandrino, Christopher Calandrino, Calandrino, FINRA, National Securities, Joseph Stone Capital, Cape Securities, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities 

Contact Us Today!

[]
1 Step 1
keyboard_arrow_leftPrevious
Nextkeyboard_arrow_right
FormCraft - WordPress form builder