Kenneth Rodger Bolton (Kenneth Bolton) Licensed with Sandlapper Securities, LLC – Goodman & Nekvasil P.A, May Recover Investor Losses

Goodman & Nekvasil P.A, May Recover Investor Losses – Kenneth Rodger Bolton (Kenneth Bolton) Licensed with Sandlapper Securities, LLC

Kenneth Bolton has been licensed with Sandlapper Securities, LLC since 2011. FINRA reports that eight complaints and/or arbitration claims have been filed involving Kenneth Bolton’s conduct with previous firms. These claims allege unsuitability, breach of fiduciary duty, negligence, failure to do due diligence, negligent misrepresentation, breach of contract, material omissions and misrepresentations, fraud based on concealment, violation of New Jersey’s Blue Sky Laws, unauthorized trading, fraud, forgery, and/or other allegations. These eight complaints and/or arbitration claims all settled, with the largest settling for $700,000 and $250,000.  

FINRA reports that Kenneth Bolton was previously censured and suspended by the New York Stock Exchange for one month. The New York Stock Exchange reported to FINRA that Kenneth Bolton engaged in conduct inconsistent with just and equitable principles of trade in that Kenneth Bolton effected an unauthorized transaction in a customer account of Kenneth Bolton’s member organization employer.

If you lost any money on investments with Kenneth Bolton, you may be able to recover your losses from Sandlapper Securities, LLC. This is because Sandlapper Securities, LLC had a duty to supervise Kenneth Bolton.

If you lost money on investments with Kenneth Bolton and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Sandlapper Securities, LLC concerning Kenneth Bolton’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Kenneth Bolton and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

 

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