Goodman & Nekvasil P.A., May Recover Investor Losses – Daniel Edgar Gerena Fired by Wells Fargo Advisors, LLC From 2004 until Daniel Gerena’s firing in 2016, Daniel Gerena was licensed with Wells Fargo Advisors, LLC Daniel Gerena is now licensed with SunTrust Investment Services, Inc. According to FINRA’s records, Daniel Gerena was fired by Wells Fargo Advisors, LLC on February 16, …
Patrick Olivier Duquenne (Patrick Duquenne) Fired by Morgan Stanley – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Patrick Olivier Duquenne Fired by Morgan Stanley From 2011 until Patrick Duquenne’s firing in 2013, Patrick Duquenne was licensed with Morgan Stanley. According to FINRA’s records, Patrick Duquenne was fired by Morgan Stanley on June 12, 2013. Morgan Stanley reported to FINRA that Patrick Duquenne’s firing related to allegations that Patrick Duquenne …
Donna Prisciantelli Desanctis Licensed with Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses on REITs and Leaf Equipment Financing Funds
Goodman & Nekvasil P.A, May Recover Investor Losses on REITs and Leaf Equipment Financing Funds – Donna Prisciantelli Desanctis Licensed with Ameriprise Financial Services, Inc. Since 2011, Donna Desanctis has been licensed with Ameriprise Financial Services, Inc. Donna Desanctis was previously licensed with VOYA Financial Advisors, Inc. f/k/a ING Financial Partners, Inc. FINRA reports that two arbitration claims were filed involving Donna …
Steven Fonda – Financial Advisor Steven Fonda Discharged from Waddell & Reed, Inc.
Goodman & Nekvasil P.A., May Recover Investor Losses | Steven Fonda – Financial Advisor Steven Fonda Discharged from Waddell & Reed, Inc. Steven Fonda CRD #2198086 From 2009 until Steven Fonda’s firing in 2017, Steven Fonda was licensed with Waddell & Reed, Inc. According to FINRA records, Steven Fonda was discharged from Waddell & Reed on January 12, 2017. Waddell …
Stuart Quinn Hoshide, First Allied Securities, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Stuart Quinn Hoshide Licensed with First Allied Securities, Inc. Since 2008, Stuart Hoshide has been licensed with First Allied Securities, Inc. FINRA reports that four complaints and/or arbitration claims were filed involving Stuart Hoshide’s conduct with First Allied Securities, Inc. alleging unsuitable investments, breach of fiduciary duty, breach of contract, unauthorized trading, …
Goodman & Nekvasil, P.A., May Recover Investor Losses – NanoSave Technologies, Inc. (NNSV) Suspended by the SEC from Trading
NanoSave Technologies, Inc. (NNSV) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses In suspending NanoSave Technologies, Inc. (NNSV) stock from trading, the SEC explained that NanoSave Technologies, Inc. (NNSV) was suspended because of questions regarding the adequacy and accuracy of publicly disseminated information in NNSV’s press releases, periodic financial statements, and related disclosures …
Stevva Corp (STVA) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses
Stevva Corp (STVA) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses In suspending Stevva Corp (STVA) stock from trading, the SEC explained that Stevva Corp (STVA) was suspended because of concerns about recent promotions, unusual and unexplained market activity in the company’s stock and questions regarding the accuracy of assertions by Stevva Corp., …
Akis Costas Eracleous Pleads Guilty to Insider Trading – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Akis Costas Eracleous Pleads Guilty to Insider Trading From 2013 until Akis Eracleous’ firing in 2015, Akis Eracleous was licensed with First Allied Securities, Inc. Akis Eracleous was previously licensed with National Planning Corporation. According to FINRA’s records, Akis Eracleous was fired by First Allied Securities, Inc. on June 11, 2015. First …
Melvin Stoutenburg – Customer Disputes Filed Against Involving Financial Advisor Melvin Stoutenburg
Goodman & Nekvasil P.A., May Recover Investor Losses | Melvin Stoutenburg – Customer Disputes Filed Against Involving Financial Advisor Melvin Stoutenburg Melvin Stoutenburg CRD #2949175 Since 2011, Melvin Stoutenburg has been licensed with National Securities Corporation. Melvin Stoutenburg was previously licensed with VFinance Investments, Inc. FINRA reports that two complaints and/or arbitration claims were filed involving Melvin Stoutenburg’s conduct with National …
Karyn Soroa Formerly Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Karyn Soroa Formerly Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2011 until Karyn Soroa’s resignation in 2017, Karyn Soroa was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Karyn Soroa is now licensed with Bolton Global Capital. According to FINRA’s records, Karyn Soroa resigned from from Merrill Lynch, …