Goodman & Nekvasil P.A, May Recover Investor Losses – Timothy Matthew Schultz Fired by Raymond James Financial Services, Inc.  From 1999 until Timothy Schultz’ firing in 2014, Timothy Schultz was licensed with Raymond James Financial Services, Inc. Timothy Schultz is now licensed with J.W. Cole Financial, Inc. According to FINRA’s records, Timothy Schultz was fired by Raymond James Financial Services, Inc. …

Goodman & Nekvasil P.A, May Recover Investor Losses – Tarek Salhab, Merrill Lynch, Pierce, Fenner & Smith Incorporated  Since 2006, Tarek Salhab has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that three arbitration claims have been filed involving Tarek Salhab’s conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated. These claims allege unsuitable investment recommendations, misrepresentations, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Josephine Bowles a.k.a. Josephine Del Campo Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated  Since 2009, Josephine Bowles a.k.a. Josephine Del Campo has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that an arbitration claim was filed involving Josephine Bowles a.k.a. Josephine Del Campo’s conduct with Merrill …

Goodman & Nekvasil P.A, May Recover Options Losses – Derek Alan Boucher Licensed with Ameriprise Financial Services, Inc.  Since 2009, Derek Boucher was licensed with Ameriprise Financial Services, Inc. FINRA reports that an arbitration claim has been filed involving Derek Boucher’s conduct with Ameriprise Financial Services, Inc. This claim alleges reckless options trading and also alleges that the claimant’s accounts were …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Thomas H. Lawrence III Suspended from Securities Industry  Thomas Lawrence III was licensed with Ameritas Investment Corp. from 2006 to 2016. Thomas Lawrence III was suspended from the securities and investment banking industry for 2 years, fined $5,000, and ordered to pay $41,332.65 in restitution by the Financial Industry Regulatory Authority …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Dale Wesley Davenport Suspended from Securities Industry Dale Davenport was licensed with Newbridge Securities Corporation Incorporated from 2011 to 2014. Dale Davenport was suspended from the securities and investment banking industry for six months and fined $7,500 by the Financial Industry Regulatory Authority (FINRA). FINRA reports that Dale Davenport, consented to …

Goodman & Nekvasil P.A, May Recover Investor Losses | Andrew Court – Financial Advisor Andrew Court Permitted to Resign from Ameriprise Financial Services, Inc. Andrew Court aka Andrew John Court CRD #1831823 From 1988 until Andrew Court’s resignation in 2016, Andrew Court was licensed with Ameriprise Financial Services, Inc. Andrew Court is now licensed with Gradient Securities, LLC. According to …

Goodman & Nekvasil P.A, May Recover Options Losses – August Anthony Cenname Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated  Since 1978, August Cenname has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that an arbitration claim was filed involving August Cenname’s conduct with Merill Lynch, Pierce, Fenner & Smith Incorporated. This claim alleged unsuitable investment …

Goodman & Nekvasil P.A., May Recover Investor Losses – Darnell Kenneth Mote Resigned Under Investigation by Wells Fargo Bank Darnell Mote was licensed with Wells Fargo Advisors, LLC from 2012 to 2015. Darnell Mote is now licensed with NYLIFE Securities LLC. According to FINRA records, Wells Fargo Advisors, LLC reported to FINRA that Darnell Mote’s resignation related to Wells Fargo Bank’s …

Goodman & Nekvasil P.A, May Recover Investor Losses – German Ricardo Mora Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated  From 2015 until his firing in 2016, German Mora was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. German Mora has also been licensed with Wells Fargo Clearing Services, LLC, BBVA Securities Inc. and is now licensed with Mora …