Goodman & Nekvasil P.A, May Recover Investor Losses on Real Estate Investments – James Michael Johnson (Mike Johnson) Suspended by FINRA and Fired by First Allied Securities, Inc.  From 2012 until Mike Johnson’s firing in 2013, Mike Johnson was licensed with First Allied Securities, Inc. Previously, Mike Johnson was employed by Commonwealth Financial Network, from 2006 until his termination in 2012. According …

Goodman & Nekvasil P.A., May Recover Investor Losses on Direct Investment-DPP & LP Interests – Jason Todd Hill (Jason Hill) Formerly Licensed with Centaurus Financial, Inc.  Jason Hill was licensed with LPL Financial LLC from 2013 to 2016. Jason Hill was previously licensed with Centaurus Financial, Inc. from 2004 to 2013. FINRA reports that an arbitration claim was filed involving Jason …

Goodman & Nekvasil P.A, May Recover Investor Losses on Commodity Trading – Mehrdad Michael Farhat (Michael Farhat) Suspended by FINRA and Fired by LPL Financial LLC  From 2010 until Michael Farhat’s firing in 2012, Michael Farhat was licensed with LPL Financial LLC. Michael Farhat was also licensed with First Allied Securities, Inc. from 2012 until 2013. According to FINRA’s records, Michael Farhat …

Goodman & Nekvasil P.A., May Recover Investor Losses – Brian Patrick Mormile (Brian Mormile) Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated  Since 2009, Brian Mormile has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that a lawsuit was filed involving Brian Mormile’s conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America …

Goodman & Nekvasil P.A, May Recover Investor Losses – Kenneth Charles Butler (Ken Butler) Fired by Financial West Group From 1999 until Ken Butler’s firing in 2012, Ken Butler was licensed with Financial West Group. According to FINRA’s records, Ken Butler was fired by Financial West Group on May 30, 2012. Financial West Group reported to FINRA that Ken Butler was …

Goodman & Nekvasil P.A., May Recover Investor Losses | Mike Azad – Financial Advisor Mike Azad Barred from the Securities Industry Mike Azad aka Masood Husain Azad CRD #4798445 From 2015 until Mike Azad’s firing in 2017, Mike Azad was licensed with First Allied Securities, Inc. Previously, Mike Azad was licensed with Voya Financial Advisors, Inc. from 2004 until leaving in …

Goodman & Nekvasil P.A., May Recover Investor Losses – Emile Renoir Anderson (Emile Anderson) Fired by Raymond James Financial Services, Inc. From 2011 until Emile Anderson’s firing in 2014, Emile Anderson was licensed with Raymond James Financial Services, Inc. According to FINRA’s records, Emile Anderson was fired by Raymond James Financial Services, Inc. on September 17, 2014. Raymond James Financial Services, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Donna Kay Beers (Donna Beers) Formerly Licensed with Titan Securities in Texas, Barred from Securities Industry From 2009 until 2013, Donna Beers was licensed with Titan Securities in Addison Texas. Titan Securities reported to FINRA that Donna Beers had a settled claim that alleged that Donna Beers recommended an investment into an LLC …

Goodman & Nekvasil P.A., May Recover Investor Losses – Stephen Thomas Hurtuk (Stephen Hurtuk) Formerly Licensed with Stifel, Nicolaus & Company, Incorporated From 2007 to 2017 Stephen Hurtuk was licensed with Stifel, Nicolaus & Company, Incorporated. FINRA reports that two complaints were filed involving Stephen Hurtuk’s conduct with Stifel, Nicolaus & Company, Incorporated, alleging unsuitable trades and/or that Stephen Hurtuk failed …

Goodman & Nekvasil P.A., May Recover Investor Losses – Dominic Joseph Linsalata Jr. (Dominic Linsalata) Formerly Licensed with Dawson James Securities, Inc. Dominic Linsalata has been licensed with Newbridge Securities Corporation since 2016. Dominic Linsalata was previously licensed with Dawson James Securities, Inc. and Chelsea Financial Services. FINRA reports that an arbitration claim was filed involving Dominic Linsalata’s conduct with Dawson …