Matthew Moll – Financial Advisor Matthew Moll Resigned from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses  Matthew Moll CRD #5040224 From 2011 until Matthew Moll’s resignation in 2013, Matthew Moll was licensed with Charles Schwab & Co., Inc. According to FINRA’s records, Matthew Moll resigned from Charles Schwab & Co., Inc. on December 16, 2013. Charles Schwab & …

Goodman & Nekvasil P.A., May Recover Investor Losses – David Persaud – Dwarka Persaud Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated  From 2014 until David Persaud’s firing in 2015, David Persaud was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. David Persaud was previously licensed with Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC. According …

Goodman & Nekvasil P.A., May Recover Investor Losses – James Patrick Oneil (James Oneil) Fired from Merrill Lynch, Pierce, Fenner & Smith Incorporated  From 2011 until James Oneil’s firing in 2015, James Oneil was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. James Oneil is now licensed with HD Vest Investment Services, According to FINRA’s records, James Oneil was fired …

Craig Steven Nomberg (Craig Nomberg) Licensed with David Lerner Associates, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses  Since December 2000, Craig Nomberg has been licensed with David Lerner Associates, Inc. FINRA reports that an arbitration claim involving Craig Nomberg’s conduct with David Lerner Associates, Inc. was filed alleging misrepresentation and unsuitability. This case did not settle and …

Kenneth Bostian Neuner (Kenneth Neuner) Fired by Summit Brokerage Services, Inc. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses From 2016 until Kenneth Neuner’s firing in 2017, Kenneth Neuner was licensed with Summit Brokerage Services, Inc. Kenneth Neuner has also licensed with TCFG Wealth Management, LLC and VSR Financial Services, Inc. According to FINRA’s …

Goodman & Nekvasil P.A., May Recover Your Investment Losses – Edward Frederick Gardner (Edward Gardner) Formerly Licensed with Wells Fargo Advisors, LLC, Suspended from Securities Industry Edward Gardner was licensed with Wells Fargo Advisors, LLC from 2003 to 2013. Edward Gardner was suspended from the securities and investment banking industry for 15 days and fined $5,000 by the Financial Industry Regulatory …

Goodman & Nekvasil P.A., May Recover Investor Losses on Leveraged ETFs – James Robert Blinkhorn (James Blinkhorn) Formerly Licensed with Wedbush Securities, Inc.  James Blinkhorn was licensed with Chelsea Financial Services since 2015. James Blinkhorn was previously licensed with Wedbush Securities, Inc. FINRA reports that two complaints and/or arbitration claims were filed involving James Blinkhorn’s conduct with Wedbush Securities, Inc. and investments …

Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Bruce Ralby (Michael Ralby) Licensed with Morgan Stanley Since 2013, Michael Ralby has been licensed with Morgan Stanley. Michael Ralby was previously licensed with Oppenheimer & Co. Inc. FINRA reports that a complaint was filed involving Michael Ralby’s conduct with Morgan Stanley alleging unauthorized trading. This complaint involving Michael Ralby’s conduct …

Goodman & Nekvasil P.A., May Recover Investor Losses – Rinaldo Dominik Crassa (Rinaldo Crassa) Formerly Licensed with HSBC Securities (USA) Inc.  From 2013 until Rinaldo Crassa’s resignation in 2016, Rinaldo Crassa was licensed with HSBC Securities (USA) Inc. Rinaldo Crassa is now licensed with Ameriprise Financial Services, Inc. and was previously licensed with SIP Nordic America LLC. According to FINRA’s records, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Tobias Gustav Vogelsang (Tobias Vogelsang) Formerly Licensed with Newbridge Securities Corporation  Tobias Vogelsang was licensed with Newbridge Securities Corporation from 2004 to 2012. FINRA reports that two arbitration claims were filed involving Tobias Vogelsang’s conduct with Newbridge Securities Corporation alleging breach of fiduciary duty, fraud, negligent supervision, breach of contract, churning and/or …