Sylvester Knox – Financial Advisor/Broker Sylvester Knox Resigned from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses
From 2000 until Sylvester Knox’s resignation in 2017, Sylvester Knox was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sylvester Knox FSC Securities Corporation. According to FINRA’s records, Sylvester Knox resigned from Merrill Lynch, Pierce, Fenner & Smith Incorporated on January 5, 2017. Merrill Lynch, Pierce, Fenner & Smith Incorporated reported to FINRA that Sylvester Knox was accused of engaging in unauthorized transactions in certain client accounts, making misrepresentations to certain clients and conduct inconsistent with Firm policies related to client complaints and outside speaking engagements.
FINRA reports that 18 complaints and/or arbitration claims involving Sylvester Knox’s conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated were filed, alleging misrepresentations and omission of material facts, unauthorized account activity, unsuitable investment recommendations, and/or other allegations. These arbitration claims all settled, with the largest claims settling for $300,000, $155,000 $146,685.31, $140,000, $118,244.76, $110,844.36, and $105,947.26.
If you lost any money on investments with Sylvester Knox, you may be able to recover your losses from Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or FSC Securities Corporation. This is because Merrill Lynch, Pierce, Fenner & Smith Incorporated and FSC Securities Corporation had a duty to supervise Sylvester Knox.
If you lost money on investments with Sylvester Knox, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or FSC Securities Corporation concerning Sylvester Knox’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any
Our Firm has a unique, unparalleled track record. Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Sylvester Knox and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.