Goodman & Nekvasil P.A., May Recover Investor Losses – Brian Patrick Mormile (Brian Mormile) Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated
Since 2009, Brian Mormile has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that a lawsuit was filed involving Brian Mormile’s conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Investment Services, Inc. alleging misrepresentation and omission of material facts. These claims against Brian Mormile personally were dismissed, according to Brian Mormile. However, this lawsuit involving allegations of sales practice violations against Brian Mormile was settled for $13,500,000.
If you lost money on investments with Brian Mormile and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Merrill Lynch, Pierce, Fenner & Smith Incorporated concerning Brian Mormile’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Brian Mormile and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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