Goodman & Nekvasil P.A., May Recover Investor Losses – Stephen Thomas Hurtuk (Stephen Hurtuk) Formerly Licensed with Stifel, Nicolaus & Company, Incorporated
From 2007 to 2017 Stephen Hurtuk was licensed with Stifel, Nicolaus & Company, Incorporated. FINRA reports that two complaints were filed involving Stephen Hurtuk’s conduct with Stifel, Nicolaus & Company, Incorporated, alleging unsuitable trades and/or that Stephen Hurtuk failed to diversify the client’s portfolio and invested in speculative equities. These complaints involving Stephen Hurtuk’s conduct were settled for $145,000 and $99,658.18, with Stephen Hurtuk contributing $48,829 to one of these settlements.
If you lost money on investments with Stephen Hurtuk and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Stifel, Nicolaus & Company, Incorporated concerning Stephen Hurtuk’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Stephen Hurtuk and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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