Goodman & Nekvasil, P.A., May Recover Investor Losses – Sarabjeet Singh Thapar (Sonny Thapar) Fired by Questar Capital Corporation and Hornor, Townsend, & Kent, Inc.
From July 2014 until Sonny Thapar’s firing in November 2016, Sonny Thapar was licensed with Questar Capital Corporation. Sonny Thapar is now licensed with IFS Securities, Inc. Sonny Thapar was previously licensed with Hornor, Townsend & Kent, Inc. and AXA Advisors, LLC. According to FINRA’s records, Sonny Thapar was fired by Questar Capital Corporation on November 11, 2016. Questar Capital Corporation reported to FINRA that Sonny Thapar altered a customer account document after the document had been signed by the customer.
Prior to Sonny Thapar’s firing by Questar Capital Corporation, according to FINRA’s records, Sonny Thapar was fired by Hornor, Townsend, & Kent, Inc., a prior employer, on June 23, 2014. Hornor, Townsend, & Kent, Inc. reported to FINRA that Sonny Thapar’s firing related to allegations of selling an unapproved insurance product.
If you lost any money on investments with Sonny Thapar, you may be able to recover your losses from IFS Securities, Inc., Questar Capital Corporation, Hornor, Townsend & Kent, Inc. and/or AXA Advisors, LLC. This is because IFS Securities, Inc., Questar Capital Corporation, Hornor, Townsend & Kent, Inc. and AXA Advisors, LLC had a duty to supervise Sonny Thapar.
If you lost money on investments with Sonny Thapar and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against IFS Securities, Inc., Questar Capital Corporation, Hornor, Townsend, & Kent, Inc. and/or AXA Advisors, LLC concerning Sonny Thapar’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Sonny Thapar and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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