Goodman & Nekvasil P.A., May Recover Investor Losses – Charles Louis Rizzo (Chuck Rizzo) Barred by SEC in all Supervisory Capacities and Fired by American Portfolios Financial Services, Inc.
From 2009 until 2015, Chuck Rizzo was formerly licensed with American Portfolios Financial Services, Inc. The United States Securities and Exchange Commission (SEC) brought a disciplinary action against Chuck Rizzo alleging that Chuck Rizzo failed to reasonably respond to suspicious patterns of client withdrawal of funds, and failed to reasonably supervise a broker. Chuck Rizzo was barred as a supervisor, ordered to disgorge $35,079 and fined $130,000.
If you lost any money on investments with Chuck Rizzo, you may be able to recover your losses from American Portfolios Financial Services, Inc. This is because American Portfolios Financial Services, Inc. had a duty to supervise Chuck Rizzo.
If you lost money on investments with Chuck Rizzo and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against American Portfolios Financial Services, Inc., concerning Chuck Rizzo’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Our Firm has a unique, unparalleled track record. Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Chuck Rizzo and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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